Lenoris Yarborough, Jr

YARBOROUGH ASSET MANAGEMENT STRATEGIES

Raleigh, NC

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CRD#: 4434676

Professional summary

Lenoris Yarborough, Jr, who also goes by Lenoris Yarborough Jr, Lenoris Yarborough, Lj Yarborough, Lenoris Yarborough Jr, is a registered financial advisor currently at YARBOROUGH ASSET MANAGEMENT STRATEGIES located in Raleigh, North Carolina.

Lenoris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lenoris has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lenoris Yarborough Jr | Lenoris Yarborough | Lj Yarborough | Lenoris Yarborough Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I volunteer as a board member at the following 501c(3) nonprofit entities: 1) Raleigh/Durham Chapter of the National Black MBA Association; not investment related; address PO Box 13614 RTP, NC 27709; this organization provides educational and economic resources primarily for African Americans; board member; President; began Jan 2018; devoting approximately 10 hours/month; devoting approximately 1 hour per week during securities trading hours; preside over board meetings and inspire board members to work cohesively to implement board resolutions, also work to raise funds and awareness in the community 2) North Carolina Arts in Action; Not investment related; address is PO Box 51277 Durham, NC 27717; this organization teaches life skills to children through dance and music; board member; began March 2014; devoting approximately 5 hours/month; devoting approximately 0.25 hours per week during securities trading hours; provide governance regarding policies and procedures as well as work to raise funds and awareness in the community 3) Not investment related; address is 5420 Wade Park Blvd Suite 300 Raleigh, NC 27607; this organization offers marginalized students an opportunity to earn high school diplomas; board member; began September 2015; devoting approximately 2 hours/month; devoting approximately 0.25 hours per week during trading hours; provide governance regarding policies and procedures and raise awareness in the community

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lenoris Yarborough, Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 12, 2017 - Present

YARBOROUGH ASSET MANAGEMENT STRATEGIES

RIA

CRD#: 290137

Raleigh, NC

Past

April 14, 2014 - October 13, 2015

MORGAN STANLEY

RIA

CRD#: 149777

RALEIGH, NC

Past

March 10, 2014 - October 13, 2015

MORGAN STANLEY

CRD#: 149777

RALEIGH, NC

Past

August 21, 2009 - August 6, 2010

YAMS, LLC

RIA

CRD#: 151239

RALEIGH, NC

Past

May 21, 2007 - July 11, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RALEIGH, NC

Past

May 7, 2007 - July 11, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/13/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2014

General Securities Representative Examination

Current Firm

YARBOROUGH ASSET MANAGEMENT STRATEGIES

YAMS, LLC | YARBOROUGH ASSET MANAGEMENT STRATEGIES, LLC | YARBOROUGH ASSET MANAGEMENT STRATEGIES | YAMS, LLC (YARBOROUGH ASSET MANAGEMENT STRATEGIES, LLC)

CRD#: 290137 / SEC#:

North Carolina

Registered Investment Advisory firm - (10/12/2017 Approved)

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Contact information

Main Address

Raleigh, NC

Mailing Address

14460 Falls Of Neuse Rd Suite 149-304, Raleigh, NC 27614

Phone number

(919) 600-8922

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 410,137

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lenoris Yarborough, Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lenoris Yarborough, Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

YARBOROUGH ASSET MANAGEMENT STRATEGIES

MORGAN STANLEY

MORGAN STANLEY

YAMS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2014

SIE

Date: 10/13/2015

Series 7

Date: 3/10/2014

Current Firm

YARBOROUGH ASSET MANAGEMENT STRATEGIES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

YARBOROUGH ASSET MANAGEMENT STRATEGIES

TRUST BUT VERIFY

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