Brian K. Stallcop
INVESTOR FAN
BEND, OR 97701
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CRD#: 4434646
Professional summary
Brian Kirby Stallcop, CFP® is a registered financial advisor currently at INVESTOR FAN located in Bend, Oregon.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Brian has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Life Transitions
Estate Planning
Business Succession Planning
Debt Management
Retirement Income Management
Retirement Planning
Long-term Care
Investment Planning
Comprehensive Financial Planni...
Small Business Planning
Tax Planning
Education Planning
Insurance Planning
Elder Care
Social Security Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Kirby Stallcop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
August 1, 2024 - Present
INVESTOR FAN
Office #1: 444 Ne Norton Ave., #101, Bend, OR 97701RIA
CRD#: 159301
BEND, OR
Past
January 4, 2024 - August 6, 2024
SHERPA WEALTH STRATEGIES, LLC
RIA
CRD#: 165135
BEND, OR
Past
March 5, 2013 - December 31, 2022
SHERPA WEALTH STRATEGIES, LLC
RIA
CRD#: 165135
BEND, OR
Past
April 21, 2011 - August 5, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
BEND, OR
Past
April 21, 2011 - August 5, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
BEND, OR
Past
August 15, 2007 - April 26, 2011
EDWARD JONES
RIA
CRD#: 250
BEND, OR
Past
September 25, 2001 - April 26, 2011
EDWARD JONES
BD
CRD#: 250
BEND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Oregon(8/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
IF
INVESTOR FAN
BOWHAY INVESTMENTS | TWIN PEAKS WEALTH ADVISORS | STEELHEAD WEALTH MANAGEMENT, LLC | SHERPA WEALTH STRATEGIES | RETIREMENT RISK MANAGERS | PANFILI FINANCIAL SERVICES, INC. | MARGO PORTER PANFILI | INVESTOR'S FIDUCIARY ADVISOR NETWORK, LLC | INVESTOR'S FAN | INVESTOR FAN | DONIVAN WEALTH MANAGEMENT
CRD#: 159301 / SEC#: 801-111660
RIA
Registered Investment Advisory firm - (9/11/2017 Approved)California
Registered Investment Advisory firm - (12/7/2017 Terminated)Idaho
Registered Investment Advisory firm - (11/7/2017 Terminated)Montana
Registered Investment Advisory firm - (11/7/2017 Terminated)Oregon
Registered Investment Advisory firm - (12/8/2017 Terminated)Texas
Registered Investment Advisory firm - (11/7/2017 Terminated)Washington
Registered Investment Advisory firm - (11/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Boise, ID
Mailing Address
Phone number
(425) 372-7517
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,515 |
| AUM (Assets Under Management) | $ 427,729,824 |
Red Flags
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Company Information
INVESTOR FAN
CRD#: 159301Bend, OR 97701TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
