Cory J. Tinsley
Professional summary
Cory James Tinsley was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cory is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Cory had worked at 9 firms, which includes FARMERS FINANCIAL SOLUTIONS LLC, EQUITABLE ADVISORS LLC, MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, COMMONWEALTH FINANCIAL NETWORK, SAGE RUTTY & CO. INC., M&T SECURITIES INC., AMERICAN PORTFOLIOS FINANCIAL SERVICES INC., ASHTON THOMAS SECURITIES LLC, CGS FINANCIAL INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2017 - February 18, 2021
FARMERS FINANCIAL SOLUTIONS, LLC
October 26, 2015 - July 25, 2016
EQUITABLE ADVISORS, LLC
October 2, 2015 - July 25, 2016
EQUITABLE ADVISORS, LLC
July 14, 2014 - April 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 26, 2013 - April 20, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 8, 2012 - February 21, 2013
COMMONWEALTH FINANCIAL NETWORK
April 21, 2010 - July 13, 2010
SAGE, RUTTY & CO., INC.
July 7, 2008 - September 21, 2009
M&T SECURITIES, INC.
July 17, 2007 - September 21, 2009
M&T SECURITIES, INC.
November 8, 2004 - June 29, 2007
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
May 1, 2003 - June 3, 2004
ASHTON THOMAS SECURITIES, LLC
March 25, 2002 - June 21, 2002
CGS FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
