Charles J. Champion

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CRD#: 44342

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charles Jonathan Champion, who also goes by Jack Champion, was a registered financial professional .

Charles is a previously registered financial professional and started their career in finance in 1969. Charles had worked at 7 firms and has passed the SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jack Champion

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 21, 2003 - November 30, 2015

QUINT CAPITAL CORPORATION

RIA

CRD#: 26586

MOUNT DORA, FL

Past

September 18, 1996 - November 30, 2015

QUINT CAPITAL CORPORATION

CRD#: 26586

MOUNT DORA, FL

Past

September 14, 1988 - October 1, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

February 3, 1987 - September 20, 1988

CARILLON INVESTMENTS, INC.

CRD#: 14646

Past

May 19, 1986 - February 17, 1987

FSC SECURITIES CORPORATION

CRD#: 7461

Past

June 11, 1985 - May 23, 1986

CARILLON INVESTMENTS, INC.

CRD#: 14646

Past

January 8, 1985 - May 13, 1986

CADARET, GRANT & CO., INC.

CRD#: 10641

Past

February 24, 1982 - January 7, 1985

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Past

September 24, 1969 - March 22, 1982

EQUITY SERVICES, INC.

CRD#: 265

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUINT CAPITAL CORPORATION

CRD#: 26586 / SEC#: 801-128990, 8-42649

RIA

Registered Investment Advisory firm - SEC (11/8/2023 Approved)

Connecticut

Registered Investment Advisory firm - SEC (11/29/2023 Terminated)

Florida

Registered Investment Advisory firm - SEC (11/22/2023 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (12/12/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (11/22/2023 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/3/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 11/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 10/19/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/21/1993

General Securities Principal Examination

Current Firm

QUINT CAPITAL CORPORATION

CRD#: 26586 / SEC#: 801-128990, 8-42649

RIA

Registered Investment Advisory firm - SEC (11/8/2023 Approved)

Connecticut

Registered Investment Advisory firm - SEC (11/29/2023 Terminated)

Florida

Registered Investment Advisory firm - SEC (11/22/2023 Terminated)

New Jersey

Registered Investment Advisory firm - SEC (12/12/2023 Terminated)

New York

Registered Investment Advisory firm - SEC (11/22/2023 Terminated)

Rhode Island

Registered Investment Advisory firm - SEC (12/3/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

230 Park Ave - 361w, New York, NY 10169

Mailing Address

230 Park Ave 3rd Floor West, New York, NY 10169

Phone number

(212) 682-5090

Established

Florida since 05/28/1989

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

SEC notice filing (7 States and Territories)

FINRA licenses (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A-SEPT 30 2024 (9/30/2024)

Direct owners and executive officers

Name	Position	CRD#
QCAP HOLDINGS LLC (NAME CHANGE FROM QUINT CAPITAL LLC	OWNER
ACHZET, DAVID EDWARD	CHIEF COMPLIANCE OFFICER	1209132
PETERS, ROBERT WILLIAM	FINOP	1704577
QUINT, ALEXANDER NORMAN	CEO	1012135

Regulatory assets under management

Total Number of Accounts	73
AUM (Assets Under Management)	$ 147,573,714

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Charles J. Champion

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

QUINT CAPITAL CORPORATION

WALNUT STREET SECURITIES, INC.

CARILLON INVESTMENTS, INC.

FSC SECURITIES CORPORATION

CARILLON INVESTMENTS, INC.

CADARET, GRANT & CO., INC.

LOWRY FINANCIAL SERVICES CORPORATION

EQUITY SERVICES, INC.

Primary Firm SEC Registration

QUINT CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

SIE

Date: 11/30/2015

Series 1

Date: 10/19/1968

Series 24

Date: 4/21/1993

Current Firm

QUINT CAPITAL CORPORATION

Contact information

SEC notice filing (7 States and Territories)

FINRA licenses (31 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

QUINT CAPITAL CORPORATION

TRUST BUT VERIFY

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