Mark A. Finelli

FAMILY WEALTH PARTNERS LLC

Medford, NJ 08055

Some features on this profile are disabled

CRD#: 4434102

Professional summary

Mark Anthony Finelli, CFP®, who also goes by Mark A Finelli, is a registered financial advisor currently at FAMILY WEALTH PARTNERS LLC located in Medford, New Jersey and PURSHE KAPLAN STERLING INVESTMENTS located in Medford, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark A Finelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FAMILY WEALTH PARTNERS. INVESTMENT RELATED BUSINESS. LOCATED AT 152 HIMMELEIN ROAD, SUITE 700, MEDFORD, NJ 08055. NATURE OF BUSINESS - RIA. TITLE IS PRESIDENT. STARTED 08/2019. 160 HRS/MO - 112 DURING TRADING. DUTIES ARE OWNING AN RIA AND SERVICING CLIENTS OF THAT BUSINESS. 2)PKSF. INVESTMENT RELATED. LOCATED AT 80 STATE ST, ALBANY, NY 12207. FIXED/TRADITIONAL INSURANCE. TITLE IS AGENT. STARTED 07/2019. 2 HRS/MO DEVOTED - 2 DURING TRADING. DUTIES ARE SALES OF FIXED/TRADITIONAL INSURANCE PRODUCTS. 3) LAURA SPORTFISHING, LLC. NOT INVESTMENT RELATED. LOCATED AT 41 THUNDERHEAD DRIVE, MEDFORD, NJ 08055. NATURE OF BUSINESS IS CHARTER FISHING. TITLE IS OWNER. STARTED 04/2012. 15 HRS/MO DEVOTED - 5 DURING TRADING. DUTIES ARE PEOPLE CALL HIM AND HE CHARGES THEM TO TAKE THEM FISHING FOR A HALF DAY. 4) VOLUNTEER COACHING. NOT INVESTMENT RELATED. MEDFORD NJ. VOLUNTEER. COACH. START 12/2022. 15 HOURS PER MONTH NOT DURING TRADING. COACH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Finelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

August 21, 2019 - Present

FAMILY WEALTH PARTNERS LLC

Office #1: 152 Himmelein Road, Suite 700, Medford, NJ 08055

RIA

CRD#: 304935

Medford, NJ

Current

August 15, 2019 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 152 Himmelein Rd. Suite 700, Medford, NJ 08055

CRD#: 35747

Medford, NJ

Past

May 1, 2009 - August 19, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MOUNT LAUREL, NJ

Past

May 1, 2009 - August 19, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MOUNT LAUREL, NJ

Past

January 14, 2005 - May 21, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MT. LAUREL, NJ

Past

January 14, 2005 - May 21, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MT. LAUREL, NJ

Past

June 7, 2002 - January 18, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

VOORHEES, NJ

Past

September 21, 2001 - January 18, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/15/2019)

Delaware
(5/18/2020)

Florida
(8/15/2019)

Maryland
(8/15/2019)

Massachusetts
(8/15/2019)

New Jersey
(8/15/2019)

IAR

New Jersey
(8/21/2019)

Pennsylvania
(8/15/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/23/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/9/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/20/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FAMILY WEALTH PARTNERS LLC

CRD#: 304935 / SEC#:

New Jersey

Registered Investment Advisory firm - (8/9/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

152 Himmelein Road, Suite 700, Medford, NJ 08055

Mailing Address

Phone number

(609) 975-8389

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	456
AUM (Assets Under Management)	$ 103,200,600

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Boland

RBC CAPITAL MARKETS, LLC

IAR

Malvern, PA

Peter Gaertner

ROFFMAN MILLER ASSOCIATES INC

IAR

Philadelphia, PA

Gerald Jevic

OPPENHEIMER & CO. INC.

IAR

Haddon Township, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark A. Finelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anthony Finelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/23/2001

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 11/9/2001

Series 7

Date: 9/20/2001

FINRA

Current Firm

FAMILY WEALTH PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY WEALTH PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors