SH
Steven I. Hein
KESTRA ADVISORY SERVICES
JUPITER, FL 33458
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CRD#: 4433826
SH
Professional summary
Steven Ira Hein, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Jupiter, Florida and KESTRA INVESTMENT SERVICES, LLC located in Jupiter, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Steven has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: 123 college.com Investment Related: No Address: 1761 w. hillsbor bldd. suite 104 deerfield beach FL 33442 NOB: Consulting Position: seminar presenter Start Date: 3/31/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: discussing college planning Business Name: Hein Wealth & Tax solutions llc steven hein esq. cpa Inv Rel: Yes Address: 4600 military trail suite 226 jupiter FL 33458 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Legal/Attorney/Trustee/Executor; Tax/Accounting/CPA Position: I am the principal of the firm Start Date: 12/1/2007 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I provide financial planning advice and manage portfolios and provide various securities related and insurance related products to my clients. I also provide tax and estate planning advice ot my clients. I also supervise 1 other brokers in my firm. Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Steven Ira Hein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
April 27, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 4600 Military Trail Suite 226, Jupiter, FL 33458RIA
CRD#: 283330
JUPITER, FL
Current
November 9, 2007 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4600 Military Trail Suite 226, Jupiter, FL 33458BD
CRD#: 42046
Jupiter, FL
Past
November 14, 2007 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
AUSTIN, TX
Past
February 4, 2002 - November 12, 2008
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
PALM BEACH GARDEN, FL
Past
August 23, 2001 - December 1, 2007
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PALM BEACH GARDENS, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2014)
RR
California(5/29/2008)
RR
Connecticut(7/30/2019)
RR
Delaware(10/6/2023)
RR
Florida(11/9/2007)
IAR
Florida(4/27/2016)
RR
Georgia(1/29/2013)
RR
Massachusetts(7/27/2011)
RR
Missouri(12/11/2015)
RR
New Jersey(7/12/2012)
RR
New York(11/9/2007)
RR
North Carolina(5/4/2018)
RR
Pennsylvania(2/14/2008)
RR
South Carolina(2/25/2014)
RR
South Dakota(11/9/2007)
RR
Tennessee(4/1/2025)
RR
Texas(12/4/2017)
IAR
Texas(7/27/2023)
RR
Virginia(8/9/2017)
RR
Washington(10/24/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
