AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
MC

Madhavi Chugh

METLIFE INVESTMENTS SECURITIES
Whippany, NJ 07981-1449
Some features on this profile are disabled
CRD#: 4433674
MC

Professional summary


Madhavi Chugh, CFA, who also goes by Madhavi Sehgal, is a registered financial professional currently at METLIFE INVESTMENTS SECURITIES, LLC located in Whippany, New Jersey.

Madhavi is registered as a RR (Registered Representative) and started their career in finance in 2004. Madhavi has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Madhavi Sehgal

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Madhavi Chugh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Experience


Current

April 13, 2022 - Present

METLIFE INVESTMENTS SECURITIES, LLC

Office #1: One Metlife Way, Whippany, NJ 07981-1449
BD
CRD#: 285684
Whippany, NJ
Past

September 29, 2006 - March 17, 2022

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
NEW YORK, NY
Past

December 8, 2004 - September 29, 2006

FAM DISTRIBUTORS, INC.

BD
CRD#: 4100
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/21/2023)
RR
Alaska
(2/21/2023)
RR
Arizona
(2/21/2023)
RR
Arkansas
(2/21/2023)
RR
California
(2/21/2023)
RR
Colorado
(2/21/2023)
RR
Connecticut
(2/21/2023)
RR
Delaware
(2/21/2023)
RR
District of Columbia
(2/21/2023)
RR
Florida
(2/21/2023)
RR
Georgia
(2/21/2023)
RR
Hawaii
(2/21/2023)
RR
Idaho
(2/21/2023)
RR
Illinois
(2/21/2023)
RR
Indiana
(2/21/2023)
RR
Iowa
(2/21/2023)
RR
Kansas
(2/21/2023)
RR
Kentucky
(2/21/2023)
RR
Louisiana
(2/21/2023)
RR
Maine
(2/21/2023)
RR
Maryland
(2/21/2023)
RR
Massachusetts
(2/21/2023)
RR
Michigan
(2/21/2023)
RR
Minnesota
(2/21/2023)
RR
Mississippi
(2/21/2023)
RR
Missouri
(2/21/2023)
RR
Montana
(2/21/2023)
RR
Nebraska
(2/21/2023)
RR
Nevada
(2/21/2023)
RR
New Hampshire
(2/21/2023)
RR
New Jersey
(4/13/2022)
RR
New Mexico
(2/21/2023)
RR
New York
(2/21/2023)
RR
North Carolina
(2/21/2023)
RR
North Dakota
(2/21/2023)
RR
Ohio
(2/21/2023)
RR
Oklahoma
(2/21/2023)
RR
Oregon
(2/21/2023)
RR
Pennsylvania
(2/21/2023)
RR
Rhode Island
(2/21/2023)
RR
South Carolina
(2/21/2023)
RR
South Dakota
(2/21/2023)
RR
Tennessee
(2/21/2023)
RR
Texas
(2/21/2023)
RR
Utah
(2/21/2023)
RR
Vermont
(2/21/2023)
RR
Virginia
(2/21/2023)
RR
Washington
(2/21/2023)
RR
West Virginia
(2/21/2023)
RR
Wisconsin
(2/21/2023)
RR
Wyoming
(2/21/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 5/2/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


MI
METLIFE INVESTMENTS SECURITIES, LLC
METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684 / SEC#: , 8-69857

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
One Metlife Way, Whippany, NJ 07981-1449
Mailing Address
One Metlife Way, Whippany, NJ 07981-1449
Phone number
(973) 355-4000
Established
Delaware since 08/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
METLIFE INVESTORS GROUP, LLCSOLE MEMBER
HICKMAN, FRANK IIICHIEF COMPLIANCE OFFICER5056648
POLLARO, JOSEPH PATRICKPRESIDENT/CEO1910072
SERAFIN, ROBERT HPRINCIPAL OPERATIONS OFFICER2427123
YICK, MICHAEL JOHNCFO/FINOP & PRINCIPAL FINANCIAL OFFICER4187342

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


METLIFE INVESTMENTS SECURITIES, LLC

CRD#: 285684Whippany, NJ 07981-1449

TRUST BUT VERIFY

Monitor Madhavi Chugh

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Sungmin Ryan Park
Sungmin Ryan ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Florham Park, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anita Narendra Srivastava
Anita SrivastavaAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Paramus, NJ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics