Melissa A. Bonneville
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Ann Bonneville, who also goes by Melissa Ann Boneville, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 2001. Melissa had worked at 9 firms and has passed the Series 65, Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2011 - May 6, 2013
HRC FUND ASSOCIATES, LLC
February 29, 2008 - October 21, 2011
RBC CAPITAL MARKETS, LLC
January 2, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
March 16, 2006 - June 5, 2006
US TRADING LLC
November 14, 2005 - January 2, 2007
CARLIN EQUITIES, LLC
June 3, 2004 - November 15, 2005
MML INVESTORS SERVICES, LLC
April 28, 2003 - April 12, 2004
IDS LIFE INSURANCE COMPANY
April 28, 2003 - April 12, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
March 15, 2002 - November 21, 2002
IDS LIFE INSURANCE COMPANY
March 15, 2002 - November 21, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
August 23, 2001 - December 20, 2001
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/22/2011
Limited Representative-Equity Trader ExamCurrent Firm
HRC FUND ASSOCIATES, LLC
CRD#: 142846 / SEC#: , 8-67496
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, SCOTT DAVID | MEMBER; FINOP, CFO | 1912249 |
| FONTANA, VICTOR J JR. | CONTROLLER | 6054744 |
| FONTANA, VICTOR JOSEPH | MEMBER, PRESIDENT, COO | 1240936 |
| HILL, RAYMOND ALEXANDER III | MEMBER | 1950094 |
| REICK, TIMOTHY WILLIAM | CEO, MEMBER | 4384534 |
| THE DANIELS GST TRUST | MEMBER | |
| THE FONTANA GST TRUST | MEMBER | |
| THE RAYMOND HILL GST TRUST | MEMBER | |
| DANIELS, SCOTT DAVID | TRUSTEE - THE FONTANA GST TRUST | 1912249 |
| DANIELS, SCOTT DAVID | TRUSTEE - THE RAYMOND HILL GST TRUST | 1912249 |
| DANIELS, TERI ANN | TRUSTEE - THE DANIELS GST TRUST | 6154120 |
| FONTANA, CHRISTINE LYNN | TRUSTEE - THE FONTANA GST TRUST | 6153900 |
| FONTANA, VICTOR JOSEPH | TRUSTEE - THE DANIELS GST TRUST | 1240936 |
| NOWACK, ANDREW PETER | CCO, GENERAL COUNSEL | 2488500 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
