David S. Warner

WARNER FINANCIAL,

BETHESDA, MD 20814

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CRD#: 4433138

Professional summary

David Stephen Warner, CFA is a registered financial advisor currently at WARNER FINANCIAL, INC located in Bethesda, Maryland.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 5 firms and has passed the SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Warner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 9, 2005 - Present

WARNER FINANCIAL, INC

Office #1: 4550 Montgomery Ave Suite 352 North, Bethesda, MD 20814

RIA

CRD#: 135303

BETHESDA, MD

Past

August 21, 2009 - October 11, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BETHESDA, MD

Past

January 29, 2003 - August 17, 2005

WINDSOR FINANCIAL, LLC

RIA

CRD#: 124510

MCLEAN, VA

Past

October 23, 2001 - August 24, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

BETHESDA, MD

Past

January 1, 2001 - March 10, 2003

WINDSOR FINANCIAL GROUP, INC.

RIA

CRD#: 115431

BETHESDA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WARNER FINANCIAL, INC

CRD#: 135303 / SEC#: 801-64223

RIA

Registered Investment Advisory firm - (4/22/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(5/9/2005)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/22/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WARNER FINANCIAL, INC

CRD#: 135303 / SEC#: 801-64223

RIA

Registered Investment Advisory firm - (4/22/2005 Approved)

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Contact information

Main Address

4550 Montgomery Ave Suite 352 North, Bethesda, MD 20814

Mailing Address

Phone number

(301) 961-9505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 - FIRM BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	749
AUM (Assets Under Management)	$ 745,317,324

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David S. Warner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Stephen Warner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WARNER FINANCIAL, INC

CAMBRIDGE INVESTMENT RESEARCH, INC.

WINDSOR FINANCIAL, LLC

MUTUAL SERVICE CORPORATION

WINDSOR FINANCIAL GROUP, INC.

Primary Firm SEC Registration

WARNER FINANCIAL, INC

State Registrations and Notice Filings

Exams

SIE

Date: 10/11/2017

Series 6

Date: 10/22/2001

Current Firm

WARNER FINANCIAL, INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WARNER FINANCIAL, INC

TRUST BUT VERIFY

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