Bryce Aaron Biklen
Professional Summary
Bryce Aaron Biklen is a registered financial advisor currently at SAMMONS FINANCIAL NETWORK, LLC located in West Des Moines, Iowa. Bryce is registered as a RR (Registered Representative) and started their career in finance in 2001. Bryce has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PRINCIPAL SECURITIES, INC.
Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PRINCIPAL SECURITIES, INC.
Current Firm
SAMMONS FINANCIAL NETWORK, LLC
Contact Information
Main Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Mailing Address
8300 Mills Civic Parkway, West Des Moines, IA 50266Phone Number
(855) 624-0180Established
Delaware since 06/09/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Similar Advisors
PRINCIPAL SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
(7/3/2014)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 2001About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Aug 2004About the Series 26 examSRO Registrations
Similar Advisors
PRINCIPAL SECURITIES, INC.
CRS (Client Relationship Summary) - BD
Click below to view Bryce Aaron Biklen's CRS (Customer Relationship Summary).
Similar Advisors
PRINCIPAL SECURITIES, INC.