David R. Gilbert

MASON INVESTMENT ADVISORY SERVICES

RESTON, VA 20191

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CRD#: 4432909

Professional summary

David Robert Gilbert, CFP® is a registered financial advisor currently at MASON INVESTMENT ADVISORY SERVICES INC located in Reston, Virginia and MASON SECURITIES, INC. located in Reston, Virginia.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. David has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Gilbert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

January 8, 2002 - Present

MASON INVESTMENT ADVISORY SERVICES INC

Office #1: 11130 Sunrise Valley Drive Suite 200, Reston, VA 20191

RIA

CRD#: 111113

RESTON, VA

Current

January 1, 2002 - Present

MASON SECURITIES, INC.

Office #1: 11921 Freedom Drive Suite 1000, Reston, VA 20190

CRD#: 12967

Reston, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/1/2002)

IAR

California
(12/5/2003)

IAR

Texas
(1/2/2004)

IAR

Virginia
(1/8/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 11/27/2001

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/27/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/31/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

CRD#: 111113 / SEC#: 801-18054

RIA

Registered Investment Advisory firm - (12/20/1982 Approved)

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Contact information

Main Address

11921 Freedom Drive Suite 1000, Reston, VA 20190

Mailing Address

Phone number

(703) 716-6000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,110
AUM (Assets Under Management)	$ 13,204,245,927

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David R. Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASON SECURITIES, INC.

Primary Firm SEC Registration

MASON INVESTMENT ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/27/2001

Series 65

Date: 7/27/2001

SIE

Date: 10/1/2018

Series 7

Date: 12/31/2001

FINRA

Current Firm

MASON INVESTMENT ADVISORY SERVICES INC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASON INVESTMENT ADVISORY SERVICES INC

TRUST BUT VERIFY

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