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JP

Jason T. Pirnie

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CRD#: 4432797
JP

Professional summary

Jason Thomas Pirnie was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jason is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Jason had worked at 3 firms, which includes JERA SECURITIES INC., IDS LIFE INSURANCE COMPANY, AMERIPRISE FINANCIAL SERVICES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 27, 2003 - July 27, 2006

JERA SECURITIES, INC.

BD
CRD#: 44499
AGAWAM, MA
Past

September 25, 2001 - March 6, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

September 25, 2001 - March 6, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/8/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/24/2001
General Securities Representative Examination

Current Firm

JS
JERA SECURITIES, INC.
AYRE INVESTMENTS, INC. | JERA SECURITIES, INC.

CRD#: 44499 / SEC#: , 8-50711

BD
Terminated by SEC on 05/26/2014
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Contact information

Main Address
Mailing Address
Phone number
Established
Massachusetts since 05/27/1997
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SL CAPITAL MANAGEMENT, LLCLIMITED LIABILITY CORPORATION
AYRE, ANTHONY ALLENPRINCIPAL9310
CHOMATIL, NEHRU SUBRAMANIANPRES, CEO, COO, CCO, PRINCIPAL2342004
LONG, ADAM RHODESPRINCIPAL4661425
MROZ, STANLEY JOHNFINOP3192574

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JERA SECURITIES, INC.

CRD#: 44499

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