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For Advisors
MD

Mark A. Dickinson

SAXONY SECURITIES
St. Louis, MO 63123
Some features on this profile are disabled
CRD#: 4432336
MD

Professional summary

Mark A Dickinson, who also goes by Mark A Dickinson, Mark Alan Dickinson, is a registered financial professional currently at SAXONY SECURITIES, INC. located in St. Louis, Missouri.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2001. Mark has worked at 13 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark A Dickinson | Mark Alan Dickinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark A Dickinson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 15, 2026 - Present

SAXONY SECURITIES, INC.

Office #1: 11152 S Towne Square, St. Louis, MO 63123
BD
CRD#: 115547
St. Louis, MO
Past

June 16, 2025 - July 31, 2025

AMERICAN ALTERNATIVE CAPITAL, LLC

BD
CRD#: 309956
ANN ARBOR, MI
Past

July 18, 2023 - January 27, 2025

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
ORLANDO, FL
Past

March 24, 2023 - November 7, 2023

SKYWAY CAPITAL MARKETS, LLC

BD
CRD#: 124630
TAMPA, FL
Past

January 4, 2021 - March 10, 2023

TOBIN & COMPANY SECURITIES LLC

BD
CRD#: 137918
CHARLOTTE, NC
Past

February 28, 2020 - December 31, 2020

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
Scottsdale, AZ
Past

October 4, 2016 - December 31, 2018

COMPASS SECURITIES CORPORATION

BD
CRD#: 16168
BRAINTREE, MA
Past

July 25, 2013 - July 19, 2016

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
PORTLAND, ME
Past

September 3, 2009 - June 5, 2013

COHEN & STEERS SECURITIES, LLC

BD
CRD#: 29258
NEW YORK, NY
Past

August 9, 2006 - July 21, 2009

CLEARBRIDGE INVESTMENTS, LLC

RIA
CRD#: 137028
NEW YORK, NY
Past

August 9, 2006 - July 21, 2009

FRANKLIN DISTRIBUTORS, LLC

BD
CRD#: 109064
SAN MATEO, CA
Past

February 21, 2006 - August 16, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
BALTIMORE, MD
Past

February 21, 2006 - August 16, 2006

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BALTIMORE, MD
Past

February 11, 2002 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA
CRD#: 6555
BALTIMORE, MD
Past

December 19, 2001 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/15/2026)
RR
California
(1/15/2026)
RR
Colorado
(1/15/2026)
RR
Hawaii
(1/15/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/16/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/20/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 12/18/2001
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SAXONY SECURITIES, INC.
SAXONY ADVISORS | SAXONY SECURITIES, INC. | SAXONY SECURITIES

CRD#: 115547 / SEC#: , 8-53490

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
11152 S Towne Square, St. Louis, MO 63123
Mailing Address
11152 S Towne Square, St. Louis, MO 63123
Phone number
(314) 963-9336
Established
Missouri since 07/13/2001
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SAXONY HOLDINGS, INC.SHAREHOLDER
KLUMP, RYAN CHRISTOPHERPRESIDENT4762698
MATARAZZI, NATHAN DOMENICOFINOP, PFO AND POO4827090
PALOS, KURT ROBERTCHIEF EXECUTIVE OFFICER6063745
PFEIFFER, STEPHANIE ANNCCO2278515

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAXONY SECURITIES, INC.

CRD#: 115547St. Louis, MO 63123

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