Mark A. Dickinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark A Dickinson, who also goes by Mark A Dickinson, Mark Alan Dickinson, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2001. Mark had worked at 12 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2025 - July 31, 2025
AMERICAN ALTERNATIVE CAPITAL, LLC
July 18, 2023 - January 27, 2025
INTERNATIONAL ASSETS ADVISORY, LLC
March 24, 2023 - November 7, 2023
SKYWAY CAPITAL MARKETS, LLC
January 4, 2021 - March 10, 2023
TOBIN & COMPANY SECURITIES LLC
February 28, 2020 - December 31, 2020
PATRICK CAPITAL MARKETS, LLC
October 4, 2016 - December 31, 2018
COMPASS SECURITIES CORPORATION
July 25, 2013 - July 19, 2016
QUASAR DISTRIBUTORS, LLC
September 3, 2009 - June 5, 2013
COHEN & STEERS SECURITIES, LLC
August 9, 2006 - July 21, 2009
CLEARBRIDGE INVESTMENTS, LLC
August 9, 2006 - July 21, 2009
FRANKLIN DISTRIBUTORS, LLC
February 21, 2006 - August 16, 2006
CITIGROUP GLOBAL MARKETS INC.
February 21, 2006 - August 16, 2006
CITIGROUP GLOBAL MARKETS INC.
February 11, 2002 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
December 19, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ALTERNATIVE CAPITAL, LLC
CRD#: 309956 / SEC#: , 8-70651
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
