Jack G. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Greer Taylor was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1969. Jack had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 1, 2011 - October 1, 2012
VOYA FINANCIAL ADVISORS, INC.
January 3, 2011 - January 26, 2011
SECURITIES SERVICE NETWORK, LLC
January 17, 2008 - December 22, 2010
JACK TAYLOR & ASSOCIATES
July 10, 2006 - December 31, 2010
SECURITIES SERVICE NETWORK, LLC
August 12, 2003 - December 31, 2007
JACK TAYLOR & ASSOCIATES
July 2, 1996 - June 16, 2006
SECURITIES SERVICE NETWORK, LLC
February 12, 1990 - July 8, 1996
LPL FINANCIAL LLC
March 31, 1987 - February 17, 1990
HOUSTON INVESTMENT SECURITIES BROKERAGE SERVICES, INC.
March 29, 1974 - April 28, 1987
RAUSCHER PIERCE REFSNES, INC.
November 18, 1970 - March 29, 1974
RAUSCHER PIERCE SECURITIES CORPORATION
September 17, 1969 - November 2, 1973
RAUSCHER PIERCE SECURITIES CORPORATION
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/1/1967
Registered Representative ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
