Gregory D. Nelson
Professional summary
Gregory D. Nelson is a registered financial professional currently at TAG CAPITAL PARTNERS located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2001. Gregory has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory D. Nelson's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 16, 2023 - Present
TAG CAPITAL PARTNERS
Office #1: 275 Madison Ave 30th Floor, New York, NY 10016March 23, 2020 - December 12, 2022
ASHLAND SECURITIES, LLC
September 4, 2014 - April 13, 2020
DRIVEWEALTH INSTITUTIONAL LLC
May 19, 2008 - July 14, 2014
U.S. RE SECURITIES, LLC
August 14, 2006 - November 29, 2007
BANC OF AMERICA SECURITIES LLC
April 14, 2004 - April 17, 2006
B. RILEY SECURITIES, INC.
September 28, 2001 - May 3, 2002
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/16/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TAG CAPITAL PARTNERS
CRD#: 318850 / SEC#: , 8-70927
Contact information
FINRA licenses (51 States and Territories)
Documents
Red Flags
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