Andrew C. Hyer
Professional summary
Andrew Charles Hyer, CFP®, CIMA® is a registered financial advisor currently at DORSEY, WRIGHT & ASSOCIATES, LLC located in Pasadena, California and NASDAQ CAPITAL MARKETS ADVISORY LLC located in Pasadena, California.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Andrew has worked at 3 firms and has passed the Series 65, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Charles Hyer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2004 - Present
DORSEY, WRIGHT & ASSOCIATES, LLC
Office #1: 790 E. Colorado Boulevard Suite 808, Pasadena, CA 91101April 6, 2021 - Present
NASDAQ CAPITAL MARKETS ADVISORY LLC
Office #1: 790 E. Colorado Blvd Suite 505, Pasadena, CA 91101January 1, 2021 - December 13, 2021
NASDAQ EXECUTION SERVICES, LLC
Primary Firm SEC Registration
DORSEY, WRIGHT & ASSOCIATES, LLC
CRD#: 104925 / SEC#: 801-29045
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/16/2004)
Exams
Series 7TO
Date: 12/28/2020
General Securities Representative ExaminationFINRA
Current Firm
DORSEY, WRIGHT & ASSOCIATES, LLC
CRD#: 104925 / SEC#: 801-29045
Contact information
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 755,135,613 |
Red Flags
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