CP
Caleb C. Powers
U. S. BOSTON CAPITAL
Lincoln, MA 01773
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CRD#: 4431243
CP
Professional summary
Caleb Christian Powers is a registered financial professional currently at U. S. BOSTON CAPITAL CORPORATION located in Lincoln, Massachusetts.
Caleb is registered as a RR (Registered Representative) and started their career in finance in 2022. Caleb has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Powers works for Massaro an IT consulting firm located at 137 South Street Boston MA, 4 hours a month during trading hours. Since March 2012, he occasionally leads training and sales coaching sessions and is compensated for his work. This is non investment related. Mr. Powers makes his own beef jerky for Woodland Ranch Jerky located at 196 Woodland Mead, S Hamilton MA, 4 hours a month during non-trading hours. This is non investment related and Mr. Powers is compensated. As of November 2021, Mr. Powers is a sales consultant for Green Banana SEO located at 50 Dunham Road Suite 4000 Beverly MA, 1-2 hours a month during non-trading hours. This is non investment related and Mr. Powers is compensated per project fee. As of September 2021, Mr. Powers is a Vice President of Pear Tree Partners, LP located at 55 Old Bedford Road Lincoln MA 01733. Pear Tree Partners LP is an SEC Registered Investment Advisor that acts as the managing member of limited liability companies formed to hold investments in small private companies. Mr. Powers assists with business development and is compensated. The hours spent may vary 4 hours per month during trading hours.
CRS (Client Relationship Summary) - BD
Click below to view Caleb Christian Powers's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 2022 - Present
U. S. BOSTON CAPITAL CORPORATION
Office #1: Lincoln North, Lincoln, MA 01773RIA
BD
CRD#: 5251
Lincoln, MA
Past
February 1, 2022 - September 18, 2025
PEAR TREE PARTNERS, LP
RIA
CRD#: 152581
LINCOLN, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/16/2022)
RR
Florida(8/11/2023)
RR
Iowa(6/22/2022)
RR
Maine(6/22/2022)
RR
Massachusetts(1/20/2022)
RR
Michigan(6/22/2022)
RR
Montana(10/14/2024)
RR
New Hampshire(8/18/2022)
RR
Texas(6/30/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/29/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
US
U. S. BOSTON CAPITAL CORPORATION
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251 / SEC#: 801-130044, 8-15885
RIA
Registered Investment Advisory firm - SEC (4/26/2024 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
Lincoln North Suite 202, Lincoln, MA 01773
Mailing Address
55 Old Bedford Road Suite 202, Lincoln, MA 01773
Phone number
(781) 259-1144
Established
Massachusetts since 04/23/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
5
SEC notice filing (4 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BOSTON CORPORATION | SHAREHOLDER | |
| HUNT, DIANE | TREASURER | 1314708 |
| HUNT, DIANE | PRINCIPAL OPERATIONS OFFICER | 1314708 |
| KESSINGER, DEBORAH ANNE | PRESIDENT, CHIEF COMPLIANCE OFFICER, BROKER DEALER | 1801530 |
| MONISOV, ALINA | CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISORY | 6235159 |
| OKUROWSKI, LEON | VICE PRESIDENT, DIRECTOR AND CLERK | 351799 |
| UMPHREY, WILLARD LEE | DIRECTOR | 451556 |
Regulatory assets under management
| Total Number of Accounts | 271 |
| AUM (Assets Under Management) | $ 359,787,261 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/17/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U. S. BOSTON CAPITAL CORPORATION
CRD#: 5251Lincoln, MA 01773TRUST BUT VERIFY
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