JS
Jonathan Shaw
TRUIST ADVISORY SERVICES
BONITA SPRINGS, FL 34134
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CRD#: 4431233
JS
Professional summary
Jonathan Shaw is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Bonita Springs, Florida and TRUIST INVESTMENT SERVICES, INC. located in Estero, Florida.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jonathan has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ABANTIKA & PIYUSH SHAH FOUNDATION POSITION: Director NATURE: The primary purpose of this foundation is to care for the needy in India. The foundation focuses on education with additional objectives including caring for the elderly, expanding access to medical care and vocational training. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/25/2025 ADDRESS: Bonita Springs FL, United States DESCRIPTION: Review new and ongoing projects.
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Shaw's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 26731 S Tamiami Trail, Bonita Springs, FL 34134RIA
CRD#: 283390
BONITA SPRINGS, FL
Current
October 31, 2012 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 20280 Grande Oak Shoppes Blvd, Estero, FL 33928Office #2: 16965 Alico Mission Way, Fort Myers, FL 33908Office #3: 26731 S Tamiami Trail, Bonita Springs, FL 34134BD
CRD#: 17499
Estero, FL
Past
November 6, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
NAPLES, FL
Past
April 28, 2011 - November 7, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
NAPLES, FL
Past
March 22, 2011 - November 7, 2012
TD AMERITRADE, INC.
RIA
CRD#: 7870
NAPLES, FL
Past
March 21, 2011 - November 7, 2012
TD AMERITRADE, INC.
BD
CRD#: 7870
NAPLES, FL
Past
May 26, 2006 - March 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NAPLES, FL
Past
May 19, 2006 - March 15, 2011
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NAPLES, FL
Past
September 19, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
NAPLES, FL
Past
September 18, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(4/24/2013)
RR
Arizona(4/22/2013)
RR
Arkansas(4/22/2013)
RR
California(5/1/2018)
RR
Colorado(5/1/2018)
RR
Connecticut(5/1/2018)
RR
District of Columbia(2/22/2023)
RR
Florida(10/31/2012)
IAR
Florida(9/16/2016)
RR
Georgia(10/31/2012)
RR
Illinois(5/1/2018)
RR
Indiana(5/1/2018)
RR
Iowa(3/16/2022)
RR
Kentucky(12/9/2021)
RR
Louisiana(3/13/2024)
RR
Maine(5/1/2018)
RR
Maryland(4/22/2013)
RR
Massachusetts(5/1/2018)
RR
Michigan(10/12/2020)
RR
Minnesota(5/1/2018)
RR
Missouri(7/17/2019)
RR
Nevada(5/1/2018)
RR
New Jersey(11/19/2018)
RR
New York(5/1/2018)
RR
North Carolina(9/25/2013)
RR
Ohio(4/22/2013)
RR
Oklahoma(1/30/2025)
RR
Pennsylvania(4/22/2013)
RR
Puerto Rico(3/27/2020)
RR
South Carolina(5/1/2018)
RR
Tennessee(10/8/2021)
RR
Texas(4/22/2013)
RR
Vermont(4/22/2013)
RR
Virginia(5/1/2018)
RR
Wisconsin(4/22/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
