Jonathan E. Schaeffer
Professional summary
Jonathan Eric Schaeffer, who also goes by Jonathan E Schaeffer, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Los Angeles, California.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2001. Jonathan has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Eric Schaeffer's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 2021 - Present
THE LEADERS GROUP, INC.
Office #1: 11740 San Vicente Blvd, Suite 109-564, Los Angeles, CA 90049September 15, 2011 - May 6, 2021
M HOLDINGS SECURITIES, INC.
October 1, 2008 - May 31, 2011
OGILVIE SECURITY ADVISORS CORPORATION
November 3, 2005 - July 11, 2008
WAVELAND CAPITAL PARTNERS LLC
November 28, 2001 - July 11, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/5/2021)
(4/8/2022)
(1/26/2024)
(7/20/2022)
(3/11/2022)
(3/17/2022)
(1/4/2023)
(6/9/2022)
Exams
Series 62
Date: 11/27/2001
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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