SJ
Sally M. Jermain
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Lafayette, CA 94549
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CRD#: 4431065
SJ
Professional summary
Sally Marie Jermain, CFP®, who also goes by Sally Marie Cold, Sally Marie Saman, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Lafayette, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Lafayette, California.
Sally is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Sally has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Estate Planning
Insurance Planning
Comprehensive Financial Planni...
Tax Planning
Investment Planning
Retirement Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Sally Marie Cold | Sally Marie Saman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. QIGONG & MEDICAL QIGONG, 2627 Marsh Drive, San Ramon CA 94583, United States, 09/01/2023, Owner, Exercise, NIR, 20/MO - 0/Trading 2. FUKUMAE & SAMAN LLC, 3400 Mt Diablo Blvd #17, Lafayette CA 94549, United States, 09/01/2009, IAR, DBA, INV REL, 160/MO - 80/Trading 3. JAIME T FUKUMAE CPA, 3400 Mt Diablo Blvd #17, Lafayette CA 94583, United States, 09/01/2009, W2 Employee, Tax Services, NIR, 15/MO - 15/Trading 4.DJ SERVICES, 2627 Marsh Drive, San Ramon CA 94583, United States, 01/01/2025, Owner, Arts/Performing Arts, NIR, 5HR/MO - 0HR/Trading
CRS (Client Relationship Summary) - RIA
Click below to view Sally Marie Jermain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2009
Experience
Current
November 11, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 3400 Mt. Diablo Blvd., Suite 17, Lafayette, CA 94549RIA
CRD#: 134139
Lafayette, CA
Current
November 11, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 3400 Mt. Diablo Blvd., Suite 17, Lafayette, CA 94549BD
CRD#: 39543
Lafayette, CA
Past
June 28, 2016 - November 13, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAFAYETTE, CA
Past
June 27, 2016 - November 13, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
LAFAYETTE, CA
Past
January 19, 2011 - June 27, 2016
FOOTHILL SECURITIES, INC.
RIA
CRD#: 1027
LAFAYETTE, CA
Past
January 18, 2011 - June 27, 2016
FOOTHILL SECURITIES, INC.
BD
CRD#: 1027
LAFAYETTE, CA
Past
March 8, 2002 - January 19, 2011
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SAN RAMON, CA
Past
September 10, 2001 - January 19, 2011
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
LAFAYETTE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/11/2024)
RR
California(11/11/2024)
IAR
California(11/12/2024)
RR
Hawaii(11/11/2024)
RR
Nevada(11/11/2024)
RR
Texas(11/11/2024)
IAR
Texas(11/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Lafayette, CA 94549TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
