Michael G. Simpton

PARKSTONE WEALTH MANAGEMENT

Arlington, TX 76011

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CRD#: 4431054

Professional summary

Michael Grant Simpton, CFP® is a registered financial advisor currently at PARKSTONE WEALTH MANAGEMENT, LLC located in Arlington, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Michael has worked at 11 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SELL LIFE INSURANCE THROUGH VARIOUS INSURANCE COMPANIES 4806 PURDUE LLP - LIMITED PARTNER IN A RENTAL HOUSE - RECEIVE PASSIVE K-1 INCOME NEW LLC - EQUIPMENT LEASING COMPANY. I WILL BE A LIMITED PARTNER - EXPECT TO RECEIVE PASSIVE INCOME FROM THE LEASE PAYMENTS COLLECTED. 25% OWNERSHIP WITH FAMILY (PARENTS AND SPOUSE) OWNING OTHER 75% OF PARTNERSHIP. FATHER WILL BE THE GP, I DONT EXPECT THIS TO REQUIRE MORE THAN AN HOUR A WEEK OF MY TIME. MPMD TRANSPORT, LLC; FREIGHT TRANSPORTION; PARTNER; DUTIES INCLUDE, COMPANY TREASURER; START DATE: 11/2014; 2 HRS/MO; NONE DURING MARKET HOURS; NON-INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Grant Simpton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 11, 2016 - Present

PARKSTONE WEALTH MANAGEMENT, LLC

Office #1: 1000 Ballpark Way Suite 302, Arlington, TX 76011

RIA

CRD#: 168253

Arlington, TX

Past

February 7, 2014 - January 5, 2016

SIGMA FINANCIAL CORPORATION

CRD#: 14303

SAN ANTONIO, TX

Past

September 3, 2013 - January 5, 2016

SPC

RIA

CRD#: 110692

SAN ANTONIO, TX

Past

September 28, 2012 - August 30, 2013

ALAMO ASSET ADVISORS

RIA

CRD#: 140166

SAN ANTONIO, TX

Past

October 10, 2005 - January 23, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

DALLAS, TX

Past

July 6, 2005 - October 11, 2005

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

August 13, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

July 11, 2002 - July 14, 2003

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

November 16, 2001 - July 1, 2002

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

August 29, 2001 - September 14, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 29, 2001 - September 14, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARKSTONE WEALTH MANAGEMENT, LLC

PARKSTONE WEALTH MANAGEMENT, LLC | TACTICAL ADVISOR 10, LLC

CRD#: 168253 / SEC#: 801-78430

RIA

Registered Investment Advisory firm - (8/9/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/11/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/7/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/5/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2014

General Securities Representative Examination

Current Firm

PARKSTONE WEALTH MANAGEMENT, LLC

PARKSTONE WEALTH MANAGEMENT, LLC | TACTICAL ADVISOR 10, LLC

CRD#: 168253 / SEC#: 801-78430

RIA

Registered Investment Advisory firm - (8/9/2013 Approved)

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Contact information

Main Address

1000 Ballpark Way Suite 302, Arlington, TX 76011

Mailing Address

Phone number

(817) 962-0068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	77
AUM (Assets Under Management)	$ 201,134,485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael G. Simpton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Grant Simpton's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGMA FINANCIAL CORPORATION

SPC

ALAMO ASSET ADVISORS

BANC OF AMERICA INVESTMENT SERVICES, INC.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

ALLSTATE FINANCIAL SERVICES, LLC

NYLIFE SECURITIES LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PARKSTONE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2012

Series 63

Date: 1/7/2002

SIE

Date: 1/5/2016

Series 7

Date: 2/7/2014

Current Firm

PARKSTONE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARKSTONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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