KK
Kenneth K. Knox
KESTRA ADVISORY SERVICES
Marshall, TX 75670
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CRD#: 4430828
KK
Professional summary
Kenneth Kyle Knox is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Marshall, Texas and KESTRA INVESTMENT SERVICES, LLC located in Marshall, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kenneth has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Noble Wealth Advisors Investment Related: Yes Address: 203 E. Travis St. Marshall TX 75670 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Advisor - Owner Start Date: 8/20/2019 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: this DBA name is established for marketing reasons and the requirements of KestraBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 8/20/2019 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Advisory ServicesBusiness Name: Kenneth Knox Investment Related: No Address: 203 E. Travis St. Marshall TX 75670 Nature of Business: Other Other/None of the Above Roping Position, Title or Relationship: Team Roping / Header Start Date: 8/15/2009 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Team Roping / HeaderBusiness Name: Knox Financial Advising Inc. Investment Related: Yes Address: 203 E. Travis St. Marshall TX 75670 Nature of Business: Other Back Office Operations Position, Title or Relationship: Owner Start Date: 3/7/2008 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: billing, payroll, taxes... All Back Office Operations
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Kyle Knox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2019 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 203 East Travis St, Marshall, TX 75670RIA
CRD#: 283330
Marshall, TX
Current
August 22, 2019 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 203 E Travis Street, Marshall, TX 75670BD
CRD#: 42046
Marshall, TX
Past
July 13, 2007 - August 26, 2019
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
MARSHALL, TX
Past
July 5, 2007 - August 26, 2019
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
MARSHALL, TX
Past
October 13, 2005 - July 25, 2007
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MARSHALL, TX
Past
August 22, 2005 - July 25, 2007
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MARSHALL, TX
Past
August 31, 2001 - August 30, 2005
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/30/2025)
RR
Arkansas(8/22/2019)
RR
California(8/22/2019)
RR
Indiana(8/22/2019)
RR
Louisiana(8/22/2019)
RR
Texas(8/22/2019)
IAR
Texas(8/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
