PM
Phillip C. Mcclain
MCCLAIN VALUE MANAGEMENT
New Canaan, CT 06840
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CRD#: 4430439
PM
Professional summary
Phillip Crandall Mcclain is a registered financial advisor currently at MCCLAIN VALUE MANAGEMENT, LLC located in New Canaan, Connecticut.
Phillip is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Phillip has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Phillip Crandall Mcclain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2001 - Present
MCCLAIN VALUE MANAGEMENT, LLC
Office #1: 175 Elm Street, New Canaan, CT 06840RIA
CRD#: 114074
New Canaan, CT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(9/4/2001)
IAR
Texas(12/13/2021)
Exams
Current Firm
MV
MCCLAIN VALUE MANAGEMENT, LLC
MCCLAIN VALUE MANAGEMENT, LLC
CRD#: 114074 / SEC#: 801-66683
RIA
Registered Investment Advisory firm - (4/9/2021 Terminated)Connecticut
Registered Investment Advisory firm - (4/7/2021 Approved)Texas
Registered Investment Advisory firm - (12/13/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
175 Elm Street, New Canaan, CT 06840
Mailing Address
Phone number
(203) 966-3197
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 22 |
| AUM (Assets Under Management) | $ 67,879,812 |
Red Flags
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