Rowland Pepito

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP

Rutherford, NJ

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CRD#: 4429686

Professional summary

Rowland Pepito, CFP®, who also goes by Rowlard Pepito, Rowland Pitoso Pepito, Rowland Pitogo Pepito, Rowland Pepito, Rowlard Pepito, is a registered financial advisor currently at AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC. located in Rutherford, New Jersey and AMERICAN CENTURY INVESTMENT SERVICES INC. located in St. Petersburg, Florida.

Rowland is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Rowland has worked at 19 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rowlard Pepito | Rowland Pitoso Pepito | Rowland Pitogo Pepito | Rowland Pepito | Rowlard Pepito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rowland Pepito's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 3, 2020 - Present

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

RIA

CRD#: 290043

Rutherford, NJ

Current

September 3, 2020 - Present

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

ST. PETERSBURG, FL

Past

April 4, 2019 - September 1, 2020

FINANCIAL LIFE FOCUS, LLC

RIA

CRD#: 152904

LIVINGSTON, NJ

Past

January 15, 2019 - April 2, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

NEW YORK, NY

Past

January 15, 2019 - April 2, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

NEW YORK, NY

Past

November 19, 2018 - December 3, 2018

ERNST & YOUNG INVESTMENT ADVISERS LLP

RIA

CRD#: 110921

SECAUCUS, NJ

Past

August 30, 2016 - September 12, 2017

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WAYNE, NJ

Past

August 8, 2016 - September 11, 2017

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WAYNE, NJ

Past

July 8, 2013 - July 29, 2016

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

SHORT HILLS, NJ

Past

July 8, 2013 - July 29, 2016

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

SHORT HILLS, NJ

Past

August 29, 2012 - June 14, 2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

HACKENSACK, NJ

Past

August 29, 2012 - June 14, 2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

HACKENSACK, NJ

Past

June 14, 2011 - August 7, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTWOOD, NJ

Past

June 14, 2011 - August 7, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTWOOD, NJ

Past

April 15, 2011 - June 1, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

HAWTHORNE, NJ

Past

August 11, 2010 - June 1, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

HAWTHORNE, NJ

Past

March 18, 2010 - July 9, 2010

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

June 3, 2009 - August 20, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

August 15, 2006 - April 24, 2008

ECHOTRADE LLC

CRD#: 42239

PHOENIX, AZ

Past

May 10, 2006 - August 17, 2006

G-2 TRADING,LLC

CRD#: 44018

NEW YORK, NY

Past

May 8, 2003 - July 21, 2004

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

March 3, 2003 - May 2, 2003

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

January 6, 2003 - March 3, 2003

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

December 10, 2002 - January 2, 2003

A.B. WATLEY, INC.

CRD#: 797

NEW YORK, NY

Past

October 7, 2002 - October 18, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

January 17, 2002 - September 10, 2002

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Past

September 24, 2001 - February 1, 2002

RUMSON CAPITAL, LLC

CRD#: 33848

MONTEBELLO, NY

Past

August 3, 2001 - October 22, 2001

WORLDCO, L.L.C.

CRD#: 24673

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP | AMERICAN CENTURY PRIVATE CLIENT GROUP, INC. | AMERICAN CENTURY PRIVATE CLIENT GROUP | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS, INC. | AMERICAN CENTURY PERSONAL FINANCIAL SOLUTIONS | AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CRD#: 290043 / SEC#: 801-111963

RIA

Registered Investment Advisory firm - (10/30/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(9/3/2020)

Alaska
(9/3/2020)

Arizona
(9/3/2020)

Arkansas
(9/3/2020)

California
(9/3/2020)

Colorado
(9/3/2020)

Connecticut
(9/3/2020)

Delaware
(9/3/2020)

District of Columbia
(9/3/2020)

Florida
(9/3/2020)

Georgia
(9/3/2020)

Hawaii
(9/3/2020)

Idaho
(9/3/2020)

Illinois
(9/3/2020)

Indiana
(9/3/2020)

Iowa
(9/3/2020)

Kansas
(9/3/2020)

Kentucky
(9/3/2020)

Louisiana
(9/3/2020)

Maine
(9/3/2020)

Maryland
(9/3/2020)

Massachusetts
(9/3/2020)

Michigan
(9/3/2020)

Minnesota
(9/3/2020)

Mississippi
(9/3/2020)

Missouri
(9/3/2020)

Montana
(9/3/2020)

Nebraska
(9/3/2020)

Nevada
(9/3/2020)

New Hampshire
(9/3/2020)

New Jersey
(9/3/2020)

IAR

New Jersey
(9/4/2020)

New Mexico
(9/3/2020)

New York
(9/3/2020)

IAR

New York
(1/3/2022)

North Carolina
(9/3/2020)

North Dakota
(9/3/2020)

Ohio
(9/8/2020)

Oklahoma
(9/3/2020)

Oregon
(9/3/2020)

Pennsylvania
(9/3/2020)

Rhode Island
(9/3/2020)

South Carolina
(9/3/2020)

South Dakota
(9/3/2020)

Tennessee
(9/3/2020)

Texas
(9/3/2020)

IAR

Texas
(9/3/2020)

Utah
(9/3/2020)

Vermont
(9/3/2020)

Virginia
(9/3/2020)

Washington
(9/3/2020)

West Virginia
(9/3/2020)

Wisconsin
(9/3/2020)

Wyoming
(9/3/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/15/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/1/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

CRD#: 290043 / SEC#: 801-111963

RIA

Registered Investment Advisory firm - (10/30/2017 Approved)

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Contact information

Main Address

4400 Main Street, Kansas City, MO 64111-7709

Mailing Address

P.o. Box 410141, Kansas City, MO 64141-0141

Phone number

(816) 531-5575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE CLIENT GROUP WRAP FEE PROGRAM BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	6,044
AUM (Assets Under Management)	$ 1,987,005,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rowland Pepito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rowland Pepito's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN CENTURY INVESTMENT SERVICES INC.

FINANCIAL LIFE FOCUS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ERNST & YOUNG INVESTMENT ADVISERS LLP

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

G-2 TRADING,LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

ECHOTRADE LLC

G-2 TRADING,LLC

TAFFERER TRADING, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

RUMSON CAPITAL, LLC

A.B. WATLEY, INC.

RUMSON CAPITAL, LLC

WORLDCO, L.L.C.

RUMSON CAPITAL, LLC

WORLDCO, L.L.C.

Primary Firm SEC Registration

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/2011

Series 63

Date: 10/22/2001

SIE

Date: 9/11/2017

Series 55

Date: 10/15/2001

Series 7

Date: 8/1/2001

FINRA

Current Firm

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN CENTURY INVESTMENTS PRIVATE CLIENT GROUP, INC.

TRUST BUT VERIFY

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