William R. Birt Iii
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ralph Birt Iii, who also goes by Ralph Birt, William R Birt, William Ralph Birt III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2001. William had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2018 - April 27, 2022
MADISON PAIGE SECURITIES LLC
May 20, 2016 - August 8, 2016
RIVERROCK SECURITIES, LLC
July 24, 2014 - May 6, 2015
LPE SECURITIES, LLC
September 7, 2012 - July 23, 2014
BONWICK CAPITAL PARTNERS, LLC
September 5, 2008 - September 10, 2012
GOLDMAN SACHS & CO. LLC
December 21, 2001 - July 9, 2003
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
MADISON PAIGE SECURITIES LLC
CRD#: 226538 / SEC#: , 8-69621
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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