James W. Tausz
Professional summary
James William Tausz, AIF®, CFP®, who also goes by Jim Tausz, is a registered financial advisor currently at BRADFORD FINANCIAL CENTER located in Clarion, Iowa and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Clarion, Iowa.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. James has worked at 9 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view James William Tausz's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1987
Experience
January 1, 1999 - Present
BRADFORD FINANCIAL CENTER
Office #1: 119 Central Ave W, Clarion, IA 50525August 4, 2006 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Office #1: 119 Central Ave. W, Clarion, IA 50525September 3, 2002 - August 10, 2006
CETERA ADVISORS LLC
August 18, 1999 - August 10, 2006
CETERA ADVISORS LLC
January 12, 1995 - December 31, 1998
VOYA FINANCIAL ADVISORS, INC.
November 19, 1989 - August 25, 1999
OSAIC WEALTH, INC.
October 5, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 5, 1973 - October 28, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
July 5, 1973 - October 28, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
July 5, 1973 - October 28, 1983
IDS LIFE INSURANCE COMPANY
Primary Firm SEC Registration
BRADFORD FINANCIAL CENTER
CRD#: 110953 / SEC#: 801-68117
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/24/2006)
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(7/22/2025)
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 6/27/1973
Registered Representative ExaminationFINRA
Current Firm
BRADFORD FINANCIAL CENTER
CRD#: 110953 / SEC#: 801-68117
Contact information
SEC notice filing (25 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,710 |
| AUM (Assets Under Management) | $ 232,332,172 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
