AS
Angela K. Stone
CETERA INVESTMENT ADVISERS LLC
MINNETONKA, MN 55305
Some features on this profile are disabled
CRD#: 4429341
AS
Professional summary
Angela Karen Stone, who also goes by Helmbrecht, Angela Karen Stone, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Minnetonka, Minnesota and CETERA WEALTH SERVICES, LLC located in Saint Paul, Minnesota.
Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Angela has worked at 3 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Helmbrecht | Angela Karen Stone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: SHAMINEAU MINISTRIES; INVESTMENT RELATED: NO; ADDRESS: 2345 RIDGE ROAD MOTLEY, MN 56466; NATURE OF BUSINESS: NON PROFIT BOARD; START DATE: 5/2022; POSITION/TITLE/RELATIONSHIP: BOARD CO-VICE CHAIR ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: REVIEW CAMP POLICIES AND PROCEDURES WITH OTHER BOARD MEMBERS, FACILITATE MEETINGS WHEN CHAIR IS UNAVAILABLE;
CRS (Client Relationship Summary) - RIA
Click below to view Angela Karen Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 110 Cheshire Lane Suite 200, Minnetonka, MN 55305Office #3: 400 Robert Street North Suite 1350, St. Paul, MN 55101RIA
CRD#: 105644
MINNETONKA, MN
Current
September 19, 2001 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 400 Robert Street North Suite 800, Saint Paul, MN 55101Office #2: 110 Cheshire Lane Suite 200, Minnetonka, MN 55305BD
CRD#: 13572
Saint Paul, MN
Past
January 13, 2014 - February 15, 2017
JRA FINANCIAL ADVISORS, INC.
RIA
CRD#: 117824
MAPLE GROVE, MN
Past
January 13, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNETONKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2021)
RR
California(1/2/2024)
RR
Colorado(5/30/2025)
RR
Florida(6/2/2016)
RR
Georgia(6/2/2016)
RR
Illinois(6/2/2016)
RR
Indiana(6/2/2016)
RR
Iowa(7/27/2017)
RR
Kentucky(4/4/2022)
RR
Massachusetts(8/22/2024)
RR
Michigan(5/30/2025)
RR
Minnesota(10/18/2001)
IAR
Minnesota(6/29/2023)
RR
Nebraska(1/4/2024)
RR
North Dakota(1/3/2018)
RR
Ohio(6/30/2022)
RR
Pennsylvania(7/29/2021)
RR
South Dakota(6/2/2016)
RR
Texas(6/2/2016)
IAR
Texas(6/29/2023)
RR
Wisconsin(6/2/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
