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Alan James Canzano

CRD# 4428672·Registered 2001 - 2017
Previously Registered: Being a previously registered professional could mean that Alan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alan James Canzano was a registered financial advisor. Alan was a previously registered financial professional and started their career in finance 2001 - 2017. Alan had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

Past

CRONUS PARTNERS LLCPast·CRD# 133392
BD
Southport, CT
April 22, 2005 - July 19, 2017
BIO-IB, INC.Past·CRD# 120926
BD
New York, NY
August 10, 2004 - May 10, 2005
THE NASSAU GROUP, INC.Past·CRD# 36170
BD
Weston, CT
April 24, 2003 - June 9, 2004
GOLDMAN SACHS & CO. LLCPast·CRD# 361
BD
New York, NY
August 31, 2001 - November 25, 2002

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Current Firm

CP
CRONUS PARTNERS LLC

CRONUS PARTNERS LLC | MARCUM CRONUS PARTNERS LLC

CRD#: 133392 / SEC#: 8-66721
BD
Terminated by SEC on 01/03/2026

Contact Information

Established

Delaware since 06/23/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SASCO HILL PARTNERS LLCSOLE MEMBER—
RUBIN, JEFFREY SETHCHIEF COMPLIANCE OFFICER4511122
RUBIN, JEFFREY SETHCHIEF EXECUTIVE OFFICER4511122
STEWART, SCOTT ALEXANDERFINOP, PFO, POO6977422

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jul 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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