Mark D. Reitsma

REGENCY WEALTH MANAGEMENT

Ramsey, NJ 07446

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CRD#: 4428584

Professional summary

Mark David Reitsma, CFP® is a registered financial advisor currently at REGENCY WEALTH MANAGEMENT located in Ramsey, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Mark has worked at 3 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/13/06 - SALE OF OUTSIDE FIXED INSURANCE/ NON-VARIABLE INSURANCE / Ramsey NJ 2. 6/09 - EASTERN CHRISTIAN SCHOOL ASSOCIATION MEMBER OF THE ENDOWMENT COMMITTEE / NORTH HALEDON, NJ

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Reitsma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

December 15, 2010 - Present

REGENCY WEALTH MANAGEMENT

Office #1: 500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446

RIA

CRD#: 131208

Ramsey, NJ

Past

February 3, 2006 - December 22, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

MIDLAND PARK, NJ

Past

February 3, 2006 - December 22, 2010

LPL FINANCIAL LLC

CRD#: 6413

MIDLAND PARK, NJ

Past

June 27, 2002 - February 8, 2006

WADDELL & REED

RIA

CRD#: 866

MIDLAND PARK, NJ

Past

August 8, 2001 - February 8, 2006

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGENCY WEALTH MANAGEMENT

HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT

CRD#: 131208 / SEC#: 801-72134

RIA

Registered Investment Advisory firm - (1/21/2011 Approved)

New Jersey

Registered Investment Advisory firm - (2/9/2011 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/15/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/25/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/4/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/3/2006

General Securities Principal Examination

Current Firm

REGENCY WEALTH MANAGEMENT

HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT

CRD#: 131208 / SEC#: 801-72134

RIA

Registered Investment Advisory firm - (1/21/2011 Approved)

New Jersey

Registered Investment Advisory firm - (2/9/2011 Terminated)

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Contact information

Main Address

500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446

Mailing Address

Phone number

(201) 447-5850

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV BROCHURE REGENCY WEALTH MANAGEMENT 2025-03-26 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,069
AUM (Assets Under Management)	$ 538,263,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark D. Reitsma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Reitsma's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

REGENCY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 3/25/2002

Series 7

Date: 8/4/2001

Series 24

Date: 4/3/2006

Current Firm

REGENCY WEALTH MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REGENCY WEALTH MANAGEMENT

TRUST BUT VERIFY

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