Damien J. Paumi
CETERA INVESTMENT ADVISERS LLC | Director of Planning
SPARTA, NJ 07871
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CRD#: 4428223
Professional summary
Damien Joseph Paumi, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sparta, New Jersey and CETERA WEALTH SERVICES, LLC located in Mount Arlington, New Jersey.
Damien is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Damien has worked at 8 firms and has passed the Series 66, SIE, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Financial planning
Insurance
Trust & estate planning
Institutional consulting
Retirement planning
What is your current number of clients?
Greater than 100
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NISIVOCCIA WEALTH ADVISORS, LLC POSITION: WEALTH ADVISOR NATURE: FINANCIAL SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 8 START DATE: 01/13/2015 ADDRESS: Ste 300, Mt Arlington NJ 07856, United States DESCRIPTION: Financial sales, support, service. 2) RENTAL PROPERTY - SUCCASUNNA POSITION: owner NATURE: Real Estate Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 9 Ryan Court, Long valley NJ 07853, United States DESCRIPTION: I own a townhouse/condo that will be rented. The location of the condo is 119 Woods Edge Drive, Succasunna, NJ 3) HSR HOLDINGS LLC POSITION: Owner NATURE: Residential Investment Real Estate - Rentals INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/19/2019 ADDRESS: 117 Woods Edge Dr, Succasunna NJ 07876, United States DESCRIPTION: Manage rental property 4) NISIVOCCIA LLP POSITION: Director of Financial Services NATURE: Financial services entity INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2010 ADDRESS: 200 Valley Road- Suite 300, Mt Arlington NJ 07853, United States DESCRIPTION: Lead the team know as Nisivoccia Wealth Advisors - which is another LLC 5) RETIRING ADVISORS NETWORK, LLC POSITION: OWNER NATURE: LLC for the ability to consult with outside CPAs and Financial Planners INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: None - there is no activity at this time on this OBA 6) VALLEY ROAD INVESTORS LLC POSITION: Owner NATURE: LLC to be used to invest inLand/Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2019 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Pay Property taxes 7) WEALTHSPRING FINANCIAL PARTNERS LLC POSITION: Owner NATURE: This is the proposed acquisition vehicle of various Financial services and tax practices. The vehicle was created so that we could operate these acquired businesses and not confuse them with the Nisivoccia LLP brand. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2021 ADDRESS: 9 Ryan Court, Long Valley NJ 07853, United States DESCRIPTION: Director of Planning and Managing Partner of the firm. 8) 200 CLUB OF MORRIS COUNTY POSITION: Vice President NATURE: The 200 Club of Morris County proudly supports Morris County Police Officers, Fire Fighters, First Aid Squad Members, and Members of the New Jersey State Police serving Morris County who die in the line of duty. When tragedy occurs, grief is shared amongst the family as well as the members of The 200 Club of Morris County. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2016 ADDRESS: P.O. Box 231, Succasunna NJ 07876, United States DESCRIPTION: I am just an additional signer on checks in the event the treasurer or President is unable to sign - authorized signer on account. 9) WFP REAL ESTATE F1 LLC POSITION: Co-owner NATURE: Rental real estate in Flanders NJ that owns the registered office INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/11/2023 ADDRESS: 88 Bartley road, Suite 101, Flanders NJ 07836, United States DESCRIPTION: Property management 10) DAMIEN PAUMI & RACHAEL GRIECO POSITION: OWNER NATURE: RENTAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2016 ADDRESS: 1041 Lighthouse Drive, Corolla NC 27927, United States DESCRIPTION: Rental Real Estate
CRS (Client Relationship Summary) - RIA
Click below to view Damien Joseph Paumi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 191 Woodport Road Suite 208h, Sparta, NJ 07871Office #2: 115 Horseneck Road Suite 201, Montville, NJ 07045Office #3: 200 Valley Road Suite 300, Mount Arlington, NJ 07856RIA
CRD#: 105644
SPARTA, NJ
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 200 Valley Road Suite 300, Mount Arlington, NJ 07856Office #2: 191 Woodport Road Suite 208h, Sparta, NJ 07871Office #3: 115 Horseneck Road Suite 201, Montville, NJ 07045BD
CRD#: 13572
MOUNT ARLINGTON, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Mount Arlington, NJ
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
PARSIPPANY, NJ
Past
April 6, 2010 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
MOUNT ARLINGTON, NJ
Past
April 6, 2010 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
MOUNT ARLINGTON, NJ
Past
October 2, 2001 - April 9, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MATAWAN, NJ
Past
September 6, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
September 6, 2001 - April 9, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MATAWAN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
Arizona(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Connecticut(9/5/2025)
RR
Delaware(9/5/2025)
RR
District of Columbia(9/5/2025)
RR
Florida(9/5/2025)
RR
Georgia(9/5/2025)
RR
Idaho(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
RR
Iowa(9/5/2025)
RR
Kentucky(9/5/2025)
RR
Maryland(9/5/2025)
RR
Massachusetts(9/5/2025)
RR
Michigan(9/5/2025)
RR
Nevada(9/5/2025)
RR
New Hampshire(9/5/2025)
RR
New Jersey(9/5/2025)
IAR
New Jersey(9/5/2025)
RR
New York(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oklahoma(9/5/2025)
RR
Oregon(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
South Carolina(9/5/2025)
RR
Tennessee(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Vermont(9/5/2025)
RR
Virginia(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Director of PlanningCRD#: 105644Sparta, NJ 07871TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
