Derek R. Pines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Ryan Pines was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 2001. Derek had worked at 4 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2011 - August 17, 2011
CHIMERA SECURITIES, LLC
May 16, 2007 - June 30, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 28, 2003 - August 31, 2005
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
August 1, 2001 - March 27, 2003
HEARTLAND SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 8/29/2001
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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