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AJ

Armando Jaramillo Jr

CRD# 4427980·Registered 2001 - 2007
Barred: Armando Jaramillo JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Armando Jaramillo JR was a registered financial advisor. Armando was a previously registered financial professional and started their career in finance 2001 - 2007. Armando had worked at 3 firms.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

ORION TRADING, LLC·CRD# 43932
BD
Orlando, FL
October 4, 2005 - June 27, 2007
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
June 20, 2005 - August 22, 2005
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
December 10, 2004 - June 13, 2005
MAX INTERNATIONAL BROKER/DEALER CORP.·CRD# 46039
BD
New York, NY
July 13, 2001 - October 16, 2003

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Current Firm

OT
ORION TRADING, LLC

BANFERS EUROPE | ORION TRADING, LLC | ORION TRADING, INC. | BROKERLATINO.COM | BROKERLATINO SECURITIES | BROKERLATINO | BANFERS SECURITIES

CRD#: 43932 / SEC#: 8-50484
BD
Cancelled by SEC on 09/28/2017

Contact Information

Established

California since 07/14/2000

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
FERNANDEZ, JOSE GREGORIOSHAREHOLDER2960680
ZURITA, MICHAEL ANTONIOSHAREHOLDER1659844
LAWAND, MICHAEL SALVADORSHAREHOLDER5794216
BEAVIN, PAUL THEODOREPRINCIPAL CCO4493059
SOLOMON, DAWN MARIEFINOP1467794

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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AJ
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