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Michael Antonio Zurita

CRD# 1659844·Registered 1987 - 2011
Barred: Michael Antonio Zurita was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Antonio Zurita was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1987 - 2011. Michael had worked at 6 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ORION TRADING, LLC·CRD# 43932
BD
Orlando, FL
June 21, 2004 - November 16, 2011
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
November 6, 2002 - July 23, 2004
GROSSMAN & CO., LLC.·CRD# 10222
BD
Dix Hills, NY
January 14, 1999 - November 15, 2000
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
August 6, 1997 - February 12, 1998
PARK FINANCIAL GROUP, INC.·CRD# 30582
BD
Maitland, FL
October 25, 1993 - July 7, 1995
INTERNATIONAL ASSETS ADVISORY, LLC·CRD# 10645
BD
Orlando, FL
November 25, 1987 - November 5, 1991

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Current Firm

OT
ORION TRADING, LLC

BANFERS EUROPE | ORION TRADING, LLC | ORION TRADING, INC. | BROKERLATINO.COM | BROKERLATINO SECURITIES | BROKERLATINO | BANFERS SECURITIES

CRD#: 43932 / SEC#: 8-50484
BD
Cancelled by SEC on 09/28/2017

Contact Information

Established

California since 07/14/2000

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
FERNANDEZ, JOSE GREGORIOSHAREHOLDER2960680
ZURITA, MICHAEL ANTONIOSHAREHOLDER1659844
LAWAND, MICHAEL SALVADORSHAREHOLDER5794216
BEAVIN, PAUL THEODOREPRINCIPAL CCO4493059
SOLOMON, DAWN MARIEFINOP1467794

Disclosures

Regulatory Event

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2004About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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