Jessica R. Phillips
Professional summary
Jessica Renee Phillips, who also goes by Jessica Renee Dozier, Jessica Phillips, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Chesapeake, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Charlotte, North Carolina.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jessica has worked at 6 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Renee Phillips's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2018 - Present
TRUIST ADVISORY SERVICES, INC.
August 17, 2018 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 214 N Tryon St Fl 17 32, 33, 34, Charlotte, NC, 28202December 9, 2019 - February 17, 2021
BB&T SECURITIES, LLC
January 12, 2005 - August 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
November 19, 2004 - August 14, 2018
WELLS FARGO CLEARING SERVICES, LLC
September 4, 2001 - July 3, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
August 15, 2001 - July 3, 2002
IDS LIFE INSURANCE COMPANY
August 15, 2001 - July 3, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
