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GL

Gustavo M. Leyva

OCEAN FINANCIAL SERVICES
Miami, FL 33131
Some features on this profile are disabled
CRD#: 4426994
GL

Professional summary

Gustavo Martin Leyva is a registered financial professional currently at OCEAN FINANCIAL SERVICES, LLC located in Miami, Florida.

Gustavo is registered as a RR (Registered Representative) and started their career in finance in 2003. Gustavo has worked at 9 firms and has passed the Series 63, Series 82TO, Series 99TO, SIE, Series 7, Series 9, Series 10, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gustavo Martin Leyva's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2025 - Present

OCEAN FINANCIAL SERVICES, LLC

Office #1: 1000 Brickell Avenue, Miami, FL 33131
BD
CRD#: 164289
Miami, FL
Past

December 13, 2021 - May 1, 2025

BTG PACTUAL US CAPITAL, LLC

BD
CRD#: 149486
Miami, FL
Past

August 1, 2017 - December 13, 2021

ITAU INTERNATIONAL SECURITIES INC.

BD
CRD#: 144769
MIAMI, FL
Past

April 7, 2014 - August 1, 2017

CREAND SECURITIES

BD
CRD#: 38964
MIAMI, FL
Past

January 30, 2012 - April 17, 2014

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
MIAMI, FL
Past

May 12, 2005 - January 17, 2012

SCOTTRADE, INC.

BD
CRD#: 8206
MIAMI, FL
Past

January 26, 2004 - April 27, 2005

SYNERGY INVESTMENT GROUP, LLC

BD
CRD#: 46035
CHARLOTTE, NC
Past

November 20, 2003 - December 1, 2003

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

August 7, 2003 - November 26, 2003

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/3/2025)
RR
Delaware
(9/3/2025)
RR
Florida
(5/29/2025)
RR
Michigan
(9/3/2025)
RR
New York
(5/29/2025)
RR
North Carolina
(9/3/2025)
RR
Texas
(9/3/2025)
RR
Wyoming
(9/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/15/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 6/8/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 9
Date: 6/20/2015
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/6/2015
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/5/2015
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/7/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OF
OCEAN FINANCIAL SERVICES, LLC
OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289 / SEC#: , 8-69092

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126
Mailing Address
780 Nw 42nd Avenue, Suite 500, Miami, FL 33126
Phone number
(305) 461-6940
Established
Florida since 01/19/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
OFS HOLDING, LLCMEMBER
CAMPBELL, ROBERT NMNCHIEF FINANCIAL OFFICER1349154
DEL CANAL, MANUEL MMANAGER; CHIEF EXECUTIVE OFFICER4624208
LEYVA, GUSTAVO MARTINAML CHIEF COMPLIANCE OFFICER4426994
LEYVA, GUSTAVO MARTINCHIEF COMPLIANCE OFFICER4426994

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OCEAN FINANCIAL SERVICES, LLC

CRD#: 164289Miami, FL 33131

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