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Robert W. Faulkner

WEALTHBRIDGE CAPITAL MANAGEMENT
WESTERVILLE, OH 43082
Some features on this profile are disabled
CRD#: 4426185
RF

Professional summary

Robert William Faulkner, CIMA® is a registered financial advisor currently at WEALTHBRIDGE CAPITAL MANAGEMENT, LLC located in Westerville, Ohio.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NORTHSTAR STUDIO LLC. 465 COMMERCE DRIVE, SUNBURY, OHIO 43074. ALL STAR CHEERLEADING. MEMBER OF LLC. 4 HOURS/MO; 0 DURING TRADING HOURS. 2) Robert Faulkner is also a licensed insurance professional. Less than 5% of Mr. Faulkner's time is for services as an insurance professional.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Faulkner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CIMA®

Certified Investment Management Analyst

Experience

Current

August 31, 2018 - Present

WEALTHBRIDGE CAPITAL MANAGEMENT, LLC

Office #1: 550 Polaris Parkway Suite 560, Westerville, OH 43082
RIA
CRD#: 298254
WESTERVILLE, OH
Past

August 31, 2018 - May 18, 2020

PRIVATE CLIENT SERVICES, LLC

BD
CRD#: 120222
WESTERVILLE, OH
Past

June 1, 2009 - September 4, 2018

MORGAN STANLEY

RIA
CRD#: 149777
COLUMBUS, OH
Past

June 1, 2009 - September 4, 2018

MORGAN STANLEY

BD
CRD#: 149777
COLUMBUS, OH
Past

January 30, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
DUBLIN, OH
Past

January 30, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
DUBLIN, OH
Past

November 16, 2001 - February 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
COLUMBUS, OH
Past

September 24, 2001 - February 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
COLUMBUS, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WC
WEALTHBRIDGE CAPITAL MANAGEMENT, LLC
ALTRIOCH WEALTH ADVISORS LLC | WEALTHBRIDGE CAPITAL MANAGEMENT, LLC | GIRDER FINANCIAL | FIDUCIARY PLANNING INSTITUTE

CRD#: 298254 / SEC#: 801-113924

RIA
Registered Investment Advisory firm - (8/31/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(8/31/2018)
IAR
Texas
(3/28/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/10/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/16/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/12/2009
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/2001
General Securities Representative Examination

Current Firm

WC
WEALTHBRIDGE CAPITAL MANAGEMENT, LLC
ALTRIOCH WEALTH ADVISORS LLC | WEALTHBRIDGE CAPITAL MANAGEMENT, LLC | GIRDER FINANCIAL | FIDUCIARY PLANNING INSTITUTE

CRD#: 298254 / SEC#: 801-113924

RIA
Registered Investment Advisory firm - (8/31/2018 Approved)
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Contact information

Main Address
550 Polaris Parkway Suite 560, Westerville, OH 43082
Mailing Address
Phone number
(614) 591-4515
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WEALTHBRIDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (8/28/2025)

Regulatory assets under management

Total Number of Accounts1,805
AUM (Assets Under Management)$ 599,021,878

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHBRIDGE CAPITAL MANAGEMENT, LLC

CRD#: 298254Westerville, OH 43082

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