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James Frank Williams

James F. Williams

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CRD#: 4425981
James Frank Williams

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Frank Williams, CFP®, who also goes by James F Williams, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1999. James had worked at 2 firms .

Biography

Jim Williams founded J.F. Williams Co., Inc. in 1995 to help people manage their money to tend to their life. His prior experience includes an extensive career in personal and estate tax planning and compliance management with a national accounting firm; as well as providing income tax, property and excise tax compliance management and special finance planning for a variety of businesses. While J.F. Williams Co., Inc. serves a wide range of clients, Jim’s experience in multi-sized, profitable organizations affords him insight and empathy for the particular concerns of corporate executives, public practice CPAs, small business professionals and their families. He also has developed specialized expertise in managing retirement planning and other life transitions by participating in the Sudden Money Institute and similar professional networks. Jim holds a bachelor’s degree in accounting from University of Southern Colorado, and a master’s degree in accounting with emphasis in taxation from Colorado State University. He has held a CPA certification since 1978 and his CERTIFIED FINANCIAL PLANNER™ certification since 1995. He is a member of the Financial Planning Association, the National Association of Personal Financial Advisors, the Personal Financial Planning Division of the American Institute of Certified Public Accountants, the Colorado Society of Certified Public Accountants, and the Rocky Mountain Estate Planning Council. He also has served on the Discipline and Ethics Commission of the Certified Financial Planner™ Board of Standards.
top-8-questions

Question & Answer

What are your service offerings?
Retirement Income Management
Estate Planning
Comprehensive Financial Planni...
Retirement Planning
Life Transitions
Investment Planning
Do you have an area of expertise or specialization?
Business Owners
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
No

Aliases

James F Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1995

Experience

Past

June 24, 2011 - April 12, 2012

RAMPART WEALTH ADVISORS

RIA
CRD#: 113389
GREENWOOD VILLAGE, CO
Past

January 1, 1999 - June 30, 2023

J.F. WILLIAMS CO., INC.

RIA
CRD#: 113569
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

RW
RAMPART WEALTH ADVISORS
MICELI FINANCIAL PLANNING | SALVATORE PHILIP MICELI | RAMPART WEALTH ADVISORS, INC. | RAMPART WEALTH ADVISORS | MICELI FINANCIAL PLANNING, INC | MICELI FINANCIAL PLANNING INC

CRD#: 113389 / SEC#: 801-113340

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Contact information

Main Address
Greenwood Village, CO
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

BOYKIN ADV PART 2B (3/7/2018)
HEINZ ADV PART 2B (3/7/2018)
FIRM ADV PART 2A (3/7/2018)
HATFIELD ADV PART 2B (3/7/2018)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAMPART WEALTH ADVISORS

CRD#: 113389

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Contact information

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