Kimberly A. Sharp
Professional summary
Kimberly Ann Sharp, who also goes by Kimberly Ann Preston, Kimberly Ann Rossum, is a registered financial professional currently at YOUNG AMERICA CAPITAL, LLC located in Mamaroneck, New York.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 2001. Kimberly has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Ann Sharp's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2026 - Present
YOUNG AMERICA CAPITAL, LLC
Office #1: 141 East Boston Post Road, Mamaroneck, NY 10543June 11, 2024 - February 27, 2025
YOUNG AMERICA CAPITAL, LLC
October 25, 2019 - January 13, 2023
PFS INVESTMENTS INC.
July 1, 2003 - May 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - May 4, 2016
WELLS FARGO CLEARING SERVICES, LLC
November 18, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
July 18, 2001 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/7/2026)
(4/30/2026)
(5/5/2026)
(5/7/2026)
(5/7/2026)
(5/3/2026)
Exams
FINRA
Current Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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