Peter J. Tanous
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Tanous was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1968. Peter had worked at 4 firms and has passed the Series 65, Series 000, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 1994 - March 15, 2022
LYNX INVESTMENT ADVISORY, LLC
September 8, 1978 - January 22, 1991
TICONDEROGA SECURITIES LLC
June 5, 1978 - February 29, 1984
PETRA CAPITAL CORPORATION
May 28, 1968 - April 9, 1978
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 2/17/1964
General Securities Principal ExaminationSeries 1
Date: 2/17/1964
Registered Representative ExaminationSeries 40
Date: 5/14/1965
Registered Principal ExaminationCurrent Firm
LYNX INVESTMENT ADVISORY, LLC
CRD#: 111814 / SEC#: 801-54969
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 244 |
| AUM (Assets Under Management) | $ 1,303,950,138 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
