Brett J. Pantazi
Professional summary
Brett James Pantazi is a registered financial professional currently at MIDDLE MARKET TRANSACTIONS, INC. located in St. Louis, Missouri.
Brett is registered as a RR (Registered Representative) and started their career in finance in 2001. Brett has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett James Pantazi's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2010 - Present
MIDDLE MARKET TRANSACTIONS, INC.
Office #1: 1401 S. Brentwood Blvd. Suite 600, St. Louis, MO 63144January 17, 2008 - April 28, 2009
NATCITY INVESTMENTS, INC.
August 24, 2006 - December 14, 2007
A. G. EDWARDS & SONS, INC.
October 9, 2001 - September 8, 2004
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/17/2012)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 10/8/2001
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
MIDDLE MARKET TRANSACTIONS, INC.
CRD#: 133062 / SEC#: , 8-66675
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Company Information
MIDDLE MARKET TRANSACTIONS, INC.
CRD#: 133062St. Louis, MO 63144TRUST BUT VERIFY
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