Douglas M. Kilroy
Professional summary
Douglas Mcleod Kilroy, CFP®, who also goes by Doug Mcleod Kilroy, Douglas Mcleod Kilroy, Douglas Kilroy, is a registered financial advisor currently at CAPITAL GROUP PRIVATE CLIENT SERVICES, INC. located in San Francisco, California.
Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Douglas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Mcleod Kilroy's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2024 - Present
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
Office #1: Steuart Tower 1 Market Street, Suit 1800, San Francisco, CA, 94105February 24, 2013 - August 31, 2015
CITY NATIONAL ROCHDALE
January 11, 2013 - August 31, 2015
CNR SECURITIES, LLC
Primary Firm SEC Registration
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/9/2024)
(9/16/2024)
(8/9/2024)
(8/9/2024)
(8/9/2024)
(8/9/2024)
Exams
Current Firm
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.
CRD#: 312837 / SEC#: 801-121267
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,073 |
| AUM (Assets Under Management) | $ 42,713,999,861 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2024 | ||
| 07/28/2023 | ||
| 10/26/2022 |
Red Flags
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