Timothy F. Scanlan
Professional summary
Timothy Francis Scanlan is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in Las Vegas, Nevada.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Francis Scanlan's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2023 - Present
VOYA INVESTMENTS DISTRIBUTOR, LLC
January 13, 2015 - June 9, 2020
FORESIDE FUND SERVICES, LLC
December 12, 2011 - October 15, 2014
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
September 20, 2007 - April 3, 2008
ABN AMRO INCORPORATED
December 12, 2005 - September 25, 2007
LASALLE FINANCIAL SERVICES, INC.
August 24, 2001 - December 31, 2005
STERLING CAPITAL DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2023)
(7/10/2023)
(7/18/2023)
(7/19/2023)
(7/13/2023)
(5/4/2023)
(7/6/2023)
(7/10/2023)
(7/7/2023)
(7/14/2023)
(7/11/2023)
(7/11/2023)
(7/11/2023)
(7/10/2023)
(7/7/2023)
Exams
FINRA
Current Firm
VOYA INVESTMENTS DISTRIBUTOR, LLC
CRD#: 37886 / SEC#: , 8-48020
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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