Drew D. Dehnicke

CETERA INVESTMENT ADVISERS LLC

SAINT PAUL, MN 55127

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CRD#: 4424053

Professional summary

Drew Daniel Dehnicke is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Saint Paul, Minnesota and CETERA ADVISORS LLC located in Saint Paul, Minnesota.

Drew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Drew has worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE START DATE: 06/2001 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: .5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SERVICES 2. NAME OF OTHER BUSINESS: DEHNICKE FINANCIAL MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADRESS NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR BRIEF DESCRIPTION OF DUTIES: ADVISING CLIENTS FOR FINANCIAL NEEDS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Daniel Dehnicke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2024 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 4517 Allendale Dr, Saint Paul, MN 55127

RIA

CRD#: 105644

SAINT PAUL, MN

Current

July 31, 2024 - Present

CETERA ADVISORS LLC

Office #1: 4517 Allendale Dr, Saint Paul, MN 55127

CRD#: 10299

SAINT PAUL, MN

Past

February 14, 2020 - August 7, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

ANDOVER, MN

Past

February 14, 2020 - August 7, 2024

LPL FINANCIAL LLC

CRD#: 6413

ANDOVER, MN

Past

April 8, 2015 - February 25, 2020

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

BROOKLYN PARK, MN

Past

April 8, 2015 - February 25, 2020

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

BROOKLYN PARK, MN

Past

June 24, 2011 - April 9, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STILLWATER, MN

Past

February 25, 2011 - April 9, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STILLWATER, MN

Past

February 16, 2010 - March 21, 2011

LPL FINANCIAL LLC

RIA

CRD#: 6413

OAKDALE, MN

Past

February 11, 2010 - February 24, 2011

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

CRD#: 130139

PLYMOUTH, MN

Past

January 20, 2010 - March 21, 2011

LPL FINANCIAL LLC

CRD#: 6413

OAKDALE, MN

Past

September 25, 2008 - December 31, 2009

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

MENDOTA HEIGHTS, MN

Past

March 9, 2007 - September 8, 2008

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

MINNEAPOLIS, MN

Past

March 9, 2007 - September 8, 2008

CRI SECURITIES, LLC

CRD#: 22589

MINNEAPOLIS, MN

Past

October 17, 2005 - December 1, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STILLWATER, MN

Past

August 8, 2005 - December 1, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STILLWATER, MN

Past

August 8, 2001 - July 7, 2005

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ST. PAUL, MN

Past

August 8, 2001 - July 7, 2005

CRI SECURITIES, LLC

CRD#: 22589

ST. PAUL, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(7/31/2024)

Florida
(7/31/2024)

Minnesota
(7/31/2024)

IAR

Minnesota
(7/31/2024)

Tennessee
(1/2/2025)

Wisconsin
(7/31/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/23/2011

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/11/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/5/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/7/2001

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Drew D. Dehnicke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Drew Daniel Dehnicke's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

LPL FINANCIAL LLC

STATE FARM VP MANAGEMENT CORP.

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SECURIAN FINANCIAL SERVICES, INC.

CRI SECURITIES, LLC

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/23/2011

Series 65

Date: 10/11/2005

Series 63

Date: 8/14/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/5/2005

Series 6

Date: 8/7/2001

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Contact information

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