Michael E. Reynolds
CHAPIN, DAVIS
Mrytle Beach, SC
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CRD#: 4423775
Professional summary
Michael Ed Reynolds, CFP® is a registered financial advisor currently at CHAPIN, DAVIS located in Mrytle Beach, South Carolina.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Michael has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Trustee beginning June 2019 for Special Needs Trust, responsibilities include investment related decisions; devotes approximately 2 hours/month during business hours. // Chapin Davis Insurance, Inc. / investment related / 1411 Clarkview Road, Baltimore, MD 21209 / Insurance Annuity Sales / Sales Agent / Agent / 12-2-2022 start date / 4 hours per month / 4 hours during securities trading hours / sales and service of variable and fixed insurance products. // Marth Storck Special Needs Trust / investment related / 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19044 / Special Needs trust / Trustee / 6-1-2019 / 20 hours a month during trading hours / Management of assets, file tax returns, and distribution of funds to trust beneficiary // Benjamin J Sifel Trust / investment related / 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19044 / Irrevocable Trust / Trustee / 12-17-2018 / 20 hours a month during trading hours / manage assets and pay bills on behalf of the trust with trust assets.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Ed Reynolds's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Ed Reynolds's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
December 8, 2022 - Present
CHAPIN, DAVIS
Office #2: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004RIA
BD
CRD#: 28116
Mrytle Beach, SC
Current
December 8, 2022 - Present
CHAPIN, DAVIS
Office #1: 2 Bala Plaza Suite 604, Bala Cynwyd, PA 19004RIA
BD
CRD#: 28116
Bala Cynwyd, PA
Past
February 21, 2012 - December 2, 2022
BOENNING & SCATTERGOOD, INC.
RIA
CRD#: 100
WEST CONSHOHOCKEN, PA
Past
February 21, 2012 - December 2, 2022
BOENNING & SCATTERGOOD, INC.
BD
CRD#: 100
WEST CONSHOHOCKEN, PA
Past
October 18, 2002 - February 24, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PLYMOUTH MEETING, PA
Past
August 22, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 22, 2001 - February 24, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PLYMOUTH MEETING, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CD
CHAPIN, DAVIS
CHAPIN DAVIS ASSET MANAGEMENT | PATAPSCO SECURITIES INC. D/B/A CHAPIN, DAVIS | PATAPSCO SECURITIES INC. | OAKTREE PORTFOLIO MANAGEMENT | CHAPIN, DAVIS | CHAPIN DAVIS, INC. | CHAPIN DAVIS, INC
CRD#: 28116 / SEC#: 801-70987, 8-43485
RIA
Registered Investment Advisory firm - SEC (1/13/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(12/9/2022)
RR
Connecticut(12/9/2022)
RR
Delaware(12/9/2022)
RR
Florida(12/9/2022)
RR
Georgia(12/9/2022)
RR
Idaho(12/9/2022)
RR
Illinois(12/9/2022)
RR
Maine(12/9/2022)
RR
Maryland(12/9/2022)
RR
Massachusetts(12/9/2022)
RR
Michigan(12/9/2022)
RR
New Hampshire(6/26/2024)
RR
New Jersey(12/9/2022)
RR
New York(12/9/2022)
RR
North Carolina(12/9/2022)
RR
Ohio(12/9/2022)
RR
Pennsylvania(12/8/2022)
IAR
Pennsylvania(12/8/2022)
RR
Puerto Rico(1/25/2023)
RR
South Carolina(12/9/2022)
IAR
South Carolina(3/10/2025)
RR
Texas(12/9/2022)
RR
Vermont(12/9/2022)
RR
Virginia(12/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CD
CHAPIN, DAVIS
CHAPIN DAVIS ASSET MANAGEMENT | PATAPSCO SECURITIES INC. D/B/A CHAPIN, DAVIS | PATAPSCO SECURITIES INC. | OAKTREE PORTFOLIO MANAGEMENT | CHAPIN, DAVIS | CHAPIN DAVIS, INC. | CHAPIN DAVIS, INC
CRD#: 28116 / SEC#: 801-70987, 8-43485
RIA
Registered Investment Advisory firm - SEC (1/13/2010 Approved)Maryland
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1411 Clarkview Road, Baltimore, MD 21209
Mailing Address
1411 Clarkview Road, Baltimore, MD 21209
Phone number
(410) 435-3200
Established
Maryland since 12/12/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
30
SEC notice filing (16 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALBERT, TALBOT JONES IV | CHAIRMAN OF THE BOARD, CEO | 1620715 |
| HAYES, ELISABETH ALBERT | DIRECTOR/SHAREHOLDER | 1824604 |
| BRUBAKER, THOMAS ALLEN | DIRECTOR | 860338 |
| CARTER, ANA ROUMENOVA | FINANCIAL PRINCIPAL | 4424794 |
| GALANTINO, MICHAEL ANTHONY | PRESIDENT/DIRECTOR | 1277218 |
| KAEHLER, ROBERT JAMES | CHIEF COMPLIANCE OFFICER | 2858149 |
| MURRAY, KEITH LAWRENCE | DIRECTOR | 2726392 |
Regulatory assets under management
| Total Number of Accounts | 741 |
| AUM (Assets Under Management) | $ 539,098,994 |
Disclosures
| Regulatory Event | 9 |
| Civil Event | 1 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 04/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
