Kevin A. Comprelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Anthony Comprelli was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 2003. Kevin had worked at 4 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2015 - January 16, 2018
CITADEL CLEARING LLC
January 13, 2009 - January 16, 2018
CITADEL SECURITIES LLC
January 9, 2004 - April 8, 2004
ARAGON INVESTMENTS, LTD.
January 21, 2003 - January 30, 2009
CITADEL TRADING GROUP L.L.C.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/25/2003
Limited Representative-Equity Trader ExamCurrent Firm
CITADEL CLEARING LLC
CRD#: 172693 / SEC#: , 8-69521
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
