Craig E. Bauer
Professional summary
Craig Evan Bauer is a registered financial professional currently at JAG TRADING L.L.C. located in West Bloomfield, Michigan.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2008. Craig has worked at 1 firm and has passed the Series 99TO, Series 7TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Evan Bauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 1, 2008 - Present
JAG TRADING L.L.C.
Office #1: 7125 Orchard Lake Rd. # 300, West Bloomfield, MI 48322Office #2: 7125 Orchard Lane # 300, West Bloomfield, MI 48322State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 3/4/2024
Operations Professional ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
JAG TRADING L.L.C.
CRD#: 114061 / SEC#: , 8-53408
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAUER, CRAIG EVAN | MANAGING MEMBER, CCO | 4422849 |
| BAUER, ALANA ZORN | INVESTING MEMBER | |
| SLOAN, JACQUELINE LEE | FINANCIAL & OPERATIONS PRINCIPAL |
Disclosures
| Regulatory Event | 4 |
Red Flags
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