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Eric Scott Greenberg

BCW SECURITIES
WESTPORT, CT
·CRD# 4421745·25 years experience

Professional Summary

Eric Scott Greenberg is a registered financial advisor currently at BCW SECURITIES LLC located in Westport, Connecticut. Eric is registered as a RR (Registered Representative) and started their career in finance in 2001. Eric has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

BCW SECURITIES LLC·CRD# 144930
BD
1. 55 Post Road West, Suite 200, Westport, CT 068802. 55 Post Road West, Suite 200, Westport, CT 06880
October 7, 2021 - Present
ASCENT CAPITAL ADVISORS (AMERICA) LLC·CRD# 226540
BD
Central
May 9, 2016 - June 29, 2020
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
March 28, 2005 - April 29, 2013
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
September 25, 2001 - March 9, 2005

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Current Firm

BS
BCW SECURITIES LLC

BCW SECURITIES LLC

CRD#: 144930 / SEC#: 8-67685
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

55 Post Road West, Suite 200, Westport, CT 06880

Mailing Address

55 Post Road West, Suite 200, Westport, CT 06880

Phone Number

(203) 983-3350

Established

Delaware since 05/24/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RIVERSIDE MANAGEMENT GROUP LLC100% DIRECT OWNER—
BERNEGGER, MARK ANGELOCEO/CCO/GSP4957208
CARPENTER, DAVID JAMESGENERAL SECURITIES PRINCIPAL—
VIGLIAROLO, JOSEPH CHARLESFINOP4880434

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/16/2021)
RR
Colorado
(12/16/2021)
RR
Connecticut
(10/7/2021)
RR
Delaware
(12/16/2021)
RR
Florida
(12/16/2021)
RR
Georgia
(12/16/2021)
RR
Illinois
(12/16/2021)
RR
Louisiana
(8/25/2025)
RR
Maryland
(12/16/2021)
RR
Massachusetts
(12/16/2021)
RR
Michigan
(12/16/2021)
RR
New Jersey
(12/16/2021)
RR
New York
(10/7/2021)
RR
North Carolina
(12/16/2021)
RR
Ohio
(12/5/2022)
RR
Pennsylvania
(12/21/2022)
RR
Texas
(12/16/2021)
RR
Utah
(7/20/2026)
RR
Washington
(12/16/2021)
RR
Wisconsin
(1/12/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2016About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2016About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eric Scott Greenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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