Jess V. Patterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jess Victor Patterson was a registered financial professional .
Jess is a previously registered financial professional and started their career in finance in 2002. Jess had worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2016 - June 13, 2017
ARXIS SECURITIES LLC
April 30, 2010 - June 27, 2012
LAVAFLOW, INC.
April 1, 2010 - April 30, 2010
LAVAFLOW, INC.
March 13, 2009 - August 2, 2016
CITIGROUP GLOBAL MARKETS INC.
November 26, 2003 - August 2, 2016
CITI ORDER ROUTING AND EXECUTION, LLC
February 28, 2002 - November 8, 2012
AUTOMATED TRADING DESK BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 2/19/2002
Limited Representative-Equity Trader ExamCurrent Firm
ARXIS SECURITIES LLC
CRD#: 172506 / SEC#: , 8-69509
Contact information
Documents
Red Flags
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