Rehan H. Balagamwala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rehan Hussain Balagamwala, who also goes by Rehan Balagamwala, Rehan H Balagamwala, Rehan Hussain Balagamwala, was a registered financial professional .
Rehan is a previously registered financial professional and started their career in finance in 2002. Rehan had worked at 5 firms and has passed the Series 63, Series 57TO, Series 3, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2022 - September 30, 2024
PRISM FINANCIAL PRODUCTS LP
June 2, 2020 - January 5, 2021
BELVEDERE TRADING LLC
August 14, 2017 - August 21, 2018
IMC FINANCIAL MARKETS
March 6, 2006 - April 7, 2016
CITADEL SECURITIES LLC
June 4, 2002 - November 24, 2003
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/15/2007
Limited Representative-Equity Trader ExamCurrent Firm
PRISM FINANCIAL PRODUCTS LP
CRD#: 306255 / SEC#: , 8-70465
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
